Simon Investment Advisory Services, Inc. (Chapel Hill)

Simon Investment Advisory Services, Inc. is an adviser based in Chapel Hill. It manages $14 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.

Simon Investment Advisory Services provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Simon Investment Advisory Services: assets under management

The assets under management (AUM) of Simon Investment Advisory Services, Inc. is $14 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Simon Investment Advisory Services, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Simon Investment Advisory Services, Inc.

Herman None Simon has been acting as President since 1 Aug 2000. Ursula Simon joined the executive team most recently as the Secretary/Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Herman Simon	President, secretary, treasurer & director	1 Aug 2000	75% - 100%	4370335
Herman None Simon	President/director/chief compliance officer	1 Aug 2000	75% - 100%	4370335
Ursula Simon	Secretary/treasurer	1 Dec 2004	Other	5268033
Ursula Teresa Simon	Secretary/treasurer	1 Dec 2004	Other	5268033

Based in Chapel Hill

The principal office where Simon Investment Advisory Services, Inc. performs its advisory services is located at 1450 Raleigh Drive, Chapel Hill, NC 27517 The mailing address of the firm is 8 North Queen Street, Lancaster, PA 17603. It doesn’t run an office outside of the United States.