Aristotle Capital Boston, LLC (Boston)

Name: Aristotle Capital Boston, LLC
Address: 125 Summer Street, Boston, MA, 02110
Telephone: 617-274-3700

Aristotle Capital Boston, LLC is a large advisory firm based in Boston. It manages $3.16 billion of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Florida, Massachusetts, and 4 other states.

Aristotle Capital Boston provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aristotle Capital Boston: assets under management

The assets under management (AUM) of Aristotle Capital Boston, LLC is $3.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 101% since the beginning of its operation, and $755.2 million of the total AUM is attributable to clients outside of the United States.

The firm manages $3.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.8 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aristotle Capital Boston, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aristotle Capital Boston serves?

The firm provides services to individuals, investment companies, charitable organizations, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Aristotle Capital Boston is pension and profit sharing plans with 14 clients and $1.28 billion of assets under management. Among the 5 most similar advisory firms, Aristotle Capital Boston has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $3.03 billion for 82 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 13% of the firm’s clients are foreign persons or businesses.

Aristotle Capital Boston doesn't advise any private funds.

Careers at Aristotle Capital Boston, LLC

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michelle Monsalud Gosom	Chief compliance officer	1 Sep 2014	Other	2969108
Llc Aristotle Capital Management	Owner/member	1 Oct 2014	75% - 100%	109876
Richard Harlan Schweitzer	Senior partner	1 Jan 2015	Other	2312588
Gary Wayne Lisenbee	Senior partner	1 Jan 2015	Other	1028756
David Michael Adams	Managing director, portfolio manager	1 Jan 2015	Other	2458592
John Mcpherson	Managing director, portfolio manager	1 Jan 2015	Other	4592511
Mark Bernard Babka	Owner, senior research analyst	1 Jan 2015	Other	2489518
Todd Earl Grady	Owner, senior research analyst	1 Jan 2015	Other	2458594
Jeffrey Scott Smith	Owner, senior research analyst	1 Jan 2015	Other	5055790
Nancy Jeddeloh Scarlett	Owner, managing director, chief risk officer	1 Jan 2015	Other	1387919

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88	Owner/managing member	1 Oct 2009	75% - 100%	xxx-xx-xxxx
Richard Scott Hollander	Trustee	1 Oct 2009	Other	724511
Jacqueline Hollander	Trustee	1 Oct 2009	Other	5908440
Llc Rcbacquisitioncompany	Owner/managing member	1 Jul 2011	25% - 50%	45-2505437
Llc Metwestventures	Owner/managing member	1 Jul 2011	25% - 50%	80-0490869
Howard Roy Gleicher	Owner/managing member	1 Jul 2011	75% - 100%	2123433
Llc Gleicherholdings	Owner/member	1 Dec 2012	25% - 50%	46-2096498

Based in Boston

The principal office where Aristotle Capital Boston, LLC performs its advisory services is located at 125 Summer Street, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-274-3700 or by fax 310-478-8496. The normal business hours are 8:00 am - 5:00 pm est on Monday - Friday. You can find more information about the New York firm at aristotlecap.com/boston.