Sageview Capital LP (Greenwich)

Name: Sageview Capital LP
Address: 55 Railroad Avenue, Greenwich, CT, 06830
Telephone: 203-625-4200

Sageview Capital LP is a large advisory firm based in Greenwich. It manages $1.5 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Connecticut.

Sageview Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sageview Capital: assets under management

The assets under management (AUM) of Sageview Capital LP is $1.5 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and $186.74 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.5 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $115.35 million each.

Sageview Capital has custody of $1.5 billion in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sageview Capital LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sageview Capital serves?

The only and largest group of clients of Sageview Capital is pooled investment vehicles with 9 clients and $1.5 billion of assets under management. Among the 6 most similar advisory firms, Sageview Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.5 billion for 9 clients. 33% of the firm’s clients are foreign persons or businesses.

Sageview Capital also advises several private funds. Namely, one hedge fund and five private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Sageview Capital LP

The company employs 18 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Sageview Management	Owner	1 Oct 2005	75% - 100%	16-1757843
Scott M Stuart	Co-president	1 Oct 2005	Other	5996742
Edward Arthur Gilhuly	Co-president	1 Oct 2005	Other	5996748
Scott Matthew Stuart	Co-president of registrant	1 Oct 2005	Other	5996742
Barbara Ellen Parker	Vp, secretary, treasurer and chief compliance officer	1 May 2006	Other	5997917
Dino Verardo	Vp, secretary, treasurer and chief compliance officer	1 Sep 2013	Other	6254796
Dino Nmn Verardo	Vp, secretary, treasurer and chief financial officer of registrant; chief compliance officer of registrant and relying adviser	1 Sep 2013	Other	6254796
Dean Bernarr Nelson	Partner	1 Feb 2015	Other	6466261
L.P. Sageview Capital Genpar	Member of relying adviser	1 Apr 2015	75% - 100%	16-1757838

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Karen H Gilhuly	Trustee	1 Aug 1993	Other	5998449
Edward Arthur Gilhuly	Trustee	1 Aug 1993	Other	5996748
Karen Hoffman Gilhuly	Trustee	1 Aug 1993	Other	5998449
1993 The Edward And Karen Gilhuly Trust Uad August 3	Member	1 Mar 2006	25% - 50%	xxx-xx-xxxx
Llc Sageview Capital Mgp	General partner	1 Mar 2006	Other	16-1757841
Scott M Stuart	Trustee	1 Aug 2009	Other	5996742
Scott Matthew Stuart	Trustee	1 Aug 2009	Other	5996742
The Scott M. Stuart 2009 Revocable Trust	Member	1 Jan 2011	25% - 50%	xxx-xx-xxxx

Based in Greenwich

The principal office where Sageview Capital LP performs its advisory services is located at 55 Railroad Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Palo Alto, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-625-4200 or by fax 203-625-4201. The normal business hours are 8:30 am - 6:00 pm et on Monday - Friday. You can find more information about the New York firm at sageviewcapital.com and its LinkedIn profile.