Assurity Advisors, Inc. (Lincoln)

Name: Assurity Advisors, Inc.
Address: 4000 Pine Lake Road, Lincoln, NE, 68501 4310
Telephone: 402-437-3607

Assurity Advisors, Inc. is a large advisory firm based in Lincoln. It manages $261.81 million of regulatory assets for 476 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Colorado, Idaho, and 6 other states.

Assurity Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Assurity Advisors: assets under management

The assets under management (AUM) of Assurity Advisors, Inc. is $261.81 million. The firm's AUM has grown by 39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $184.42 million in discretionary accounts and $77.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $390.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $19.35 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Assurity Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Assurity Advisors, Inc.

David Thees Wallman has been acting as President since 1 Nov 1997. Assurity Life Insurance Company joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Wayne Hammond	Vice president, director	1 Nov 1997	Other	4374781
David Thees Wallman	Director	1 Nov 1997	Other	4374993
Thomas Edward Henning	Director	1 Nov 1997	Other	4518693
Marvin Peter Ehly	Secretary, treasurer, director	1 Feb 2005	Other	2400398
William Ray Schmeeckle	Director	1 Jul 2005	Other	1162617
Carol Jane Watson	Chief compliance officer	1 Feb 2006	Other	1297655
William Ray Schmeeckle	President, director	1 Dec 2006	Other	1162617
Todd W Reimers	Director	1 Dec 2006	Other	5315222
Assurity Life Insurance Company	Parent company	1 Jan 2007	75% - 100%	38-1843471

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Assurity Security Group Inc.	Holding company	1 Dec 1999	75% - 100%	47-0832308
Security Financial Inc.	Holding company	1 Oct 2003	75% - 100%	47-0832065

Based in Lincoln

The principal office where Assurity Advisors, Inc. performs its advisory services is located at 4000 Pine Lake Road, Lincoln, NE 68501 4310 The mailing address of the firm is Po Box 84310, Lincoln, NE 68501 4310. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-437-3607 or by fax 402-458-2188. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.assurityadvisors.com.