Invesco Asset Management (Japan) Limited (Tokyo)

Name: Invesco Asset Management (Japan) Limited
Address: 14 Th Fl, Roppongi Hills Mori Tower, Tokyo, 106 6114
Telephone: +81-3-6447-3000

Invesco Asset Management (Japan) Limited is a large advisory firm based in Tokyo. It manages $23.42 billion of regulatory assets for 183 client accounts. It has been registered with the SEC as an adviser since 2001.

Invesco Asset Management (Japan) Limited provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invesco Asset Management (Japan) Limited: assets under management

The assets under management (AUM) of Invesco Asset Management (Japan) Limited is $23.42 billion. The firm's AUM has grown by 611% since the beginning of its operation, and $22.66 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $23.17 billion in discretionary accounts and $256.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $128 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $128.32 million.

Investments

The firm invests in exchange traded securities the most. They account for 46% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 27% of the firm’s portfolio. Investments in sovereign bonds form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invesco Asset Management (Japan) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Masakazu Hasegawa serves?

The firm provides services to investment companies, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Masakazu Hasegawa is pooled investment vehicles with 109 clients and $16.06 billion of assets under management. Among the 9 most similar advisory firms, Invesco Asset Management (Japan) Limited has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $21.91 billion for 175 clients. 98% of the firm’s clients are foreign persons or businesses.

Invesco Asset Management (Japan) Limited doesn't advise any private funds.

Careers at Invesco Asset Management (Japan) Limited

The company employs 138 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Masakazu Hasegawa has been acting as President since 1 May 2003. Tsuyoshi Mochiyama joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Invesco Asset Management Ltd.	Shareholder	1 Nov 1990	75% - 100%	109985
John Davis Rogers	Director	1 Feb 1994	Other	4345430
Michael D'arcy Benson	Director	1 Jun 1994	Other	4354576
Narabu Koga	Director	1 Apr 1998	Other	273223
Andrew Tak Shing Lo	Director	1 May 2002	Other	4360113
Masakazu Hasegawa	Director	1 May 2003	Other	4990949
Alexander Maurice Prout	Ceo	1 May 2003	Other	1735968
Shinichi Ebata	Director	1 May 2003	Other	1979532
Atsushi Kawakami	Director	1 Aug 2004	Other	4990947
Kenichi Inoue	Director head of legal & compliance	1 Jun 2005	Other	4990951
Kazutaka Arahata	Chief compliance officer	1 Mar 2006	Other	2736883
Jeremy Charles Simpson	Director	1 Feb 2009	Other	4360117
Ryosaku Tochikura	Director	1 Feb 2009	Other	5683013
Tateomi Fujino	Chief compliance officer	1 Jul 2010	Other	5559080
Kunihiko Sugio	Director	1 Jul 2010	Other	4674192
David William Nichols	Director	1 Oct 2010	Other	2997581
Invesco Far East Limited	Shareholder	1 Jul 2012	75% - 100%	foreign
Yoshihiro Kozai	Statutory auditor	1 Jul 2012	Other	6606084
Hideki Sato	Ceo	1 Sep 2012	Other	6127167
Daiji Ozawa	Director	1 Aug 2014	Other	6407424
Tsuyoshi Mochiyama	Chief compliance officer	1 May 2016	Other	6676147

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amvescap Plc	Shareholder	1 Dec 1994	75% - 100%	foreign
Invesco Plc	Shareholder	1 Dec 1994	75% - 100%	foreign
Invesco Limited	Shareholder	1 Dec 1994	75% - 100%	foreign
Invesco Uk Limited	Shareholder	1 Jul 1995	75% - 100%	foreign
Invesco Limited	Sole shareholder	1 Dec 2007	75% - 100%	foreign
Invesco Holding Company Limited	Sole shareholder	1 Jul 2012	75% - 100%	foreign

Based in Tokyo

The principal office where Invesco Asset Management (Japan) Limited performs its advisory services is located at 14 Th Fl, Roppongi Hills Mori Tower, Tokyo, 106 6114, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +81-3-6447-3000 or by fax +81-3-6447-3009. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at invesco.co.jp.