Ridgewood Energy Corporation (Montvale)

Name: Ridgewood Energy Corporation
Address: 14 Philips Parkway, Montvale, NJ, 07645 1811
Telephone: 201-447-9000

Ridgewood Energy Corporation is a large advisory firm based in Montvale. It manages $4.9 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Delaware and New Jersey.

Ridgewood Energy Corporation provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ridgewood Energy Corporation: assets under management

The assets under management (AUM) of Ridgewood Energy Corporation is $4.9 billion. The firm's AUM has grown by 614% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.16 billion in discretionary accounts and $1.74 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.4 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $581.02 million.

Ridgewood Energy Corporation has custody of $246.79 million in cash and securities for 21 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ridgewood Energy Corporation for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ridgewood Energy Corporation serves?

The only and largest group of clients of Ridgewood Energy Corporation is pooled investment vehicles with 18 clients and $3.16 billion of assets under management. Among the 7 most similar advisory firms, Ridgewood Energy Corporation has the 3rd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.16 billion for 18 clients. None of the firm’s clients are foreign persons or businesses.

Ridgewood Energy Corporation also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Ridgewood Energy Corporation

The company employs 71 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Ernest Swanson	Chairman & ceo	1 Apr 1982	Other	1332429
Robert Lowell Gold	Executive vice president	1 Jul 1987	Other	1833067
Daniel Vincent Gulino	Senior vice president; general counsel & secretary	1 Aug 2000	Other	5242148
Kathleen Patricia Mcsherry	Executive vice president and chief financial officer	1 Dec 2000	Other	5242106
William Greg Tabor	Executive vice president	1 Jan 2004	Other	5242212
Adrian Walter Doherty	Executive vice president	1 Sep 2005	Other	2342156
Mirna Valdes	Vice president & assistant secretary	1 Oct 2005	Other	5043207
Robert E. Swanson Trustee Swanson Family Control Trust	Owner	1 Nov 2006	75% - 100%	xxx-xx-xxxx
Matthew E Swanson	Vice president	1 Jan 2007	Other	5507732
Maria E Haggerty	Vp, asst. general counsel, chief compliance officer	1 Mar 2007	Other	5507741
Kenneth W Lang	President & coo	1 Jun 2009	Other	5694084
Frank Emil Lawatsch	Executive vp of legal affairs	1 Apr 2010	Other	1798755
Matthew E Swanson	Vice president & owner	1 Mar 2011	Other	5507732

Based in Montvale

The principal office where Ridgewood Energy Corporation performs its advisory services is located at 14 Philips Parkway, Montvale, NJ 07645 1811, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-447-9000 or by fax 201-447-0474. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at ridgewoodenergy.com.