Cambridge Legacy Advisors, Inc. (Dallas)

Name: Cambridge Legacy Advisors, Inc.
Address: 15660 N. Dallas Parkway, Dallas, TX, 75248
Telephone: 972-267-8181

Cambridge Legacy Advisors, Inc. is a large advisory firm based in Dallas. It manages $130 million of regulatory assets for 1,523 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 32 other states.

Cambridge Legacy Advisors provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cambridge Legacy Advisors: assets under management

The assets under management (AUM) of Cambridge Legacy Advisors, Inc. is $130 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $130 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $85.36 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cambridge Legacy Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cambridge Legacy Advisors, Inc.

Benjamin Herschel Dean has been acting as President since 1 Jul 2012. James Bradley Carroll joined the executive team most recently as the Vice President, Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Oran Ben Carroll	Ceo	1 Jan 2002	75% - 100%	1295071
Jackie Ray Bush	Chief compliance officer	1 Mar 2005	Other	2306866
Stuart Wesley Wall	Chief compliance officer	1 Aug 2005	Other	2554023
Brian Paul Koepp	Chief compliance officer	1 Nov 2005	Other	2915016
Brian Paul Koepp	Principal & ria director	1 Apr 2007	Other	2915016
Tommy Edward Fincher	Chief compliance officer	1 Oct 2007	Other	1725266
John William Mahoney	Chief compliance officer	1 Jun 2010	Other	4770609
James Bradley Carroll	Vice-president, operations	1 Jun 2011	Other	5683655
Benjamin Herschel Dean	President	1 Jul 2012	Other	1985201

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Deanna Jane Carroll	Partner	1 Jul 1998	75% - 100%	3086842

Based in Dallas

The principal office where Cambridge Legacy Advisors, Inc. performs its advisory services is located at 15660 N. Dallas Parkway, Dallas, TX 75248, which is also the mailing address of the firm. An additional office of the firm is in Monroe, LA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-267-8181 or by fax 972-267-8180. The normal business hours are 8:30 - 5:30 on Monday - Friday. You can find more information about the New York firm at www.clgsite.com.