The Planners Network, Inc. (Temecula)

Name: The Planners Network, Inc.
Address: 43418 Business Park Dr., Temecula, CA, 92590
Telephone: 951-676-6288

The Planners Network, Inc. is a large advisory firm based in Temecula. It manages $109.41 million of regulatory assets for 500 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arkansas, California, Colorado, and 4 other states.

The Planners Network provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Planners Network: assets under management

The assets under management (AUM) of The Planners Network, Inc. is $109.41 million. The firm's AUM has gone down by -51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $108.23 million in discretionary accounts and $1.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $219.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $169.74 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Planners Network, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Planners Network, Inc.

David Anthony Stevens has been acting as President since 1 Apr 2002. Richard Paul Sturm joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Karen Bjorklund Locklin	Secretary & coo	1 Oct 2000	Other	1526206
Paul Jeremiah Toohey	Director of ria	1 Oct 2000	Other	448088
Thomas John Wolf	Ceo/director	1 Oct 2000	Other	1323566
Alan Burton Taxon	Cfo/director	1 Oct 2000	Other	2256184
James Hubert Braziel	Director	1 Oct 2000	Other	29443
Glenn Edward Duncan	Director	1 Oct 2000	Other	1667874
John Meade Finigan	Director	1 Oct 2000	Other	207774
Blair Douglas Hansen	Director	1 Oct 2000	Other	1019086
Stephen Joseph Kipp	Director	1 Oct 2000	Other	1255862
William Ray Locklin	Director	1 Oct 2000	Other	706386
Kenneth Gene Mosbey	Director	1 Oct 2000	Other	1802105
Mark Steven Pash	Director	1 Oct 2000	Other	869880
David Anthony Stevens	Director	1 Oct 2000	Other	1553001
William Nicholas Yakobovich	Director	1 Oct 2000	Other	473907
George Mason Knapp	Director	1 Oct 2000	Other	272149
Jeffrey Kenneth Stark	Director	1 Oct 2000	Other	1579055
Beverly Francine Tanner	Director	1 Oct 2000	Other	700824
David Anthony Stevens	Director	1 Apr 2002	Other	1553001
Terry Patrick Welsh	Chairman of the ria investment committee	1 May 2003	Other	1281229
Carolyn Jill Campbell	Director	1 May 2003	Other	2815183
Stephen Joseph Kipp	Director	1 May 2003	Other	1255862
James Hubert Braziel	Director	1 May 2003	Other	29443
Jon Alan Kerby	Director	1 May 2003	Other	1325139
Blair Douglas Hansen	Cfo	1 May 2005	Other	1019086
Thomas John Wolf	Chief compliance officer	1 Nov 2005	Other	1323566
David Anthony Stevens	Cfo	1 Jul 2006	Other	1553001
Blair Douglas Hansen	President	1 Jul 2006	Other	1019086
Jeffrey Scott Johnson	Director	1 Jul 2006	Other	1458482
Jeffrey Kenneth Stark	Director	1 Jul 2006	Other	1579055
David Mark Stern	Director	1 Jul 2006	Other	1582140
Paul Jeremiah Toohey	Director	1 Jul 2006	Other	448088
David Nathan Williams	Director	1 Jul 2006	Other	1922731
Harold Edward Klein	Chairman	1 Jul 2006	Other	1021759
Blair Douglas Hansen	President	1 Jul 2007	Other	1019086
Jeffrey Scott Johnson	Cfo	1 Jul 2007	Other	1458482
Jeffrey Kenneth Stark	Director	1 Jul 2007	Other	1579055
Paul Jeremiah Toohey	Director	1 Jul 2007	Other	448088
Harold Edward Klein	Chairman	1 Jul 2007	Other	1021759
Carolyn Jill Campbell	Director	1 Jul 2007	Other	2815183
Jeffrey Kenneth Stark	President	1 Jul 2008	Other	1579055
Jon Alan Kerby	Director	1 Jul 2008	Other	1325139
David Nathan Williams	Director	1 Jul 2008	Other	1922731
David John Vanderzwaag	Director	1 Jul 2009	Other	1913798
Jon Alan Kerby	Cfo	1 Jul 2009	Other	1325139
David Nathan Williams	Chairman	1 Jul 2009	Other	1922731
David Mark Stern	Director	1 Jul 2009	Other	1582140
Ron Masami Fukagawa	Director	1 Jul 2009	Other	1422767
Jerry William Wilk	Director	1 Jul 2010	Other	866138
Seth Tyler Leishman	Director	1 Jul 2011	Other	5095063
Paul Jeremiah Toohey	Director	1 Jul 2011	Other	448088
Mark James Sudol	Director	1 Jul 2011	Other	1114419
Barbara Jessup Williams	Director	1 Jul 2011	Other	1050277
Pasquale Vitucci	Director	1 Jul 2011	Other	2290163
Risdan Depaul Kasper	Director	1 Aug 2012	Other	1233904
David Mark Stern	Chief compliance officer	1 May 2013	Other	1582140
Terry Patrick Welsh	Chief compliance officer	1 Jun 2013	Other	1281229
David Nathan Williams	Director	1 Jul 2013	Other	1922731
Harold Edward Klein	Chairman	1 Jul 2013	Other	1021759
Jeffrey Kenneth Stark	President	1 Jul 2013	Other	1579055
Nadine Marie Lord	Treasurer	1 Jul 2013	Other	1102291
Nadine Marie Lord	Treasurer and chief compliance officer	1 Feb 2014	Other	1102291
Thomas Gregory Feenan	Director	1 Jul 2014	Other	1723516
Joseph Tim Tobin	Director	1 Jul 2014	Other	1808555
Mark Harold Hull	Director	1 Aug 2016	Other	1139069
Glenn Edward Duncan	Director and treasurer	1 Aug 2016	Other	1667874
Michael David Sutherland	Director	1 Aug 2016	Other	4555816
Richard Paul Sturm	Director	1 Aug 2017	Other	2031707
Mark Douglas Hansen	Director	1 Aug 2017	Other	5981135
Dennis Frank Rose	Director	1 Aug 2017	Other	1261573
David John Vanderzwaag	Director	1 Aug 2017	Other	1913798

Based in Temecula

The principal office where The Planners Network, Inc. performs its advisory services is located at 43418 Business Park Dr., Temecula, CA 92590, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 951-676-6288 or by fax 951-695-0511. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at theplannersnetwork.com.