Jefferies Private Client Advisers, LLC (New York)

Jefferies Private Client Advisers, LLC is a large advisory firm based in New York. It manages $438 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Illinois, and New York.

Jefferies Private Client Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jefferies Private Client Advisers: assets under management

The assets under management (AUM) of Jefferies Private Client Advisers, LLC is $438 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $438 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jefferies Private Client Advisers, LLC for their services and products based on a percentage of assets under management, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jefferies Private Client Advisers, LLC

John Edward Wilson has been acting as President since 1 Oct 2002. John Thomas Sutton joined the executive team most recently as the Evp, Pcs Division.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Jefferies Group	Member and manager	1 Jun 2002	75% - 100%	95-4719745
John Edward Wilson	President	1 Oct 2002	Other	469201
Barry David Ackerman	Executive vice president	1 Oct 2002	Other	739
Benedict Anthony Fiducia	Executive vice president	1 Oct 2002	Other	207185
John Thomas Sutton	Executive vice president	1 Oct 2002	Other	4285260
Roland Thomas Kelly	Senior vice president and secretary	1 Oct 2002	Other	4333694
Roland Thomas Kelly	Secretary	1 Oct 2004	Other	4333694
Ronald Stanley Filipowicz	Chief compliance officer	1 Oct 2004	Other	1510741
John Thomas Sutton	Evp, pcs division	1 Jan 2006	Other	4285260
Roland Thomas Kelly	Assistant secretary	1 Jan 2006	Other	4333694
Ronald Stanley Filipowicz	Svp, pcs division	1 Jan 2006	Other	1510741
Richard Brian Handler	Co-ceo, high yield division	1 Jan 2006	Other	1563245
Joseph Arthur Schenk	Chief financial officer	1 Jan 2006	Other	1474995
Robert Joseph Albano	Chief compliance officer	1 Jan 2006	Other	875912
David William Schwartz	Evp, high yield division	1 Jan 2006	Other	1797897
Charles Chenalt Baber	Co-ceo, pcs division	1 Jan 2006	Other	1792074
Patricia Schoor Rube	Secretary	1 Jan 2006	Other	4532740

Based in New York

The principal office where Jefferies Private Client Advisers, LLC performs its advisory services is located at 520 Madison Avenue, 12 Th Floor, New York, NY 10022 4213, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.