Berkshire Capital Holdings Inc (San Jose)

Name: Berkshire Capital Holdings Inc
Address: 475 Milan Drive, Suite 103, San Jose, CA, 95134
Telephone: (408) 526-0707

Berkshire Capital Holdings Inc is a large advisory firm based in San Jose. It manages $230.86 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Berkshire Capital Holdings provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Berkshire Capital Holdings: assets under management

The assets under management (AUM) of Berkshire Capital Holdings Inc is $230.86 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $230.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $230.86 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Berkshire Capital Holdings Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ronald Glenn Seger serves?

The only and largest group of clients of Ronald Glenn Seger is investment companies with 1 clients and $230.86 million of assets under management. Among the 9 most similar advisory firms, Berkshire Capital Holdings has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $230.86 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Berkshire Capital Holdings doesn't advise any private funds.

Careers at Berkshire Capital Holdings Inc

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ronald Glenn Seger has been acting as President since 1 Sep 1996. Lavon Hopper Fobes joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Malcolm Randall Fobes	Chairman/ceo/chief compliance officer	1 Feb 1993	75% - 100%	1533793
Ronald Glenn Seger	Director	1 Sep 1996	Other	4341137
Lavon Hopper Fobes	Corporate secretary	1 Oct 2007	75% - 100%	5510765

Based in San Jose

The principal office where Berkshire Capital Holdings Inc performs its advisory services is located at 475 Milan Drive, Suite 103, San Jose, CA 95134, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (408) 526-0707. The normal business hours are 7:00 a.m. to 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at berkshirefunds.com.