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Serco Investments Inc. (Santa Fe)


Serco Investments Inc. is an adviser based in Santa Fe. It manages $29 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Colorado, and New Mexico.

Serco Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Serco Investments: assets under management

The assets under management (AUM) of Serco Investments Inc. is $29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $391.89 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Serco Investments Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santa Fe

The principal office where Serco Investments Inc. performs its advisory services is located at 10 Lookout Lane, Santa Fe, NM 87506 The mailing address of the firm is 10 Lookout Lane, Santa Fe, NM 87506. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-438-6679 or by fax 505-438-6679. The normal business hours are 9am-5pm on Monday - Friday.


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