Maxwell Investments, LLC (Provo)

Name: Maxwell Investments, LLC
Address: 5252 North Edgewood Drive, Provo, UT, 84604
Telephone: 801-494-1200

Maxwell Investments, LLC is a large advisory firm based in Provo. It manages $46.06 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Utah.

Maxwell Investments provides portfolio management for individuals and small businesses and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Maxwell Investments: assets under management

The assets under management (AUM) of Maxwell Investments, LLC is $46.06 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $46.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.21 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Maxwell Investments, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Maxwell Investments, LLC

Darin Hughey Mangum joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary James Maxwell	Principal	1 Jul 2000	50% - 75%	4580568
Bart D Coon	Vice-president	1 Apr 2003	50% - 75%	4656046
Dale Trent Merrill	Chief executive officer	1 Jul 2004	25% - 50%	4657197
Ryan Val Bailey	Vice-president	1 Jul 2004	Other	4618995
Darin Hughey Mangum	Chief compliance officer	1 Aug 2004	Other	2190790

Based in Provo

The principal office where Maxwell Investments, LLC performs its advisory services is located at 5252 North Edgewood Drive, Provo, UT 84604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-494-1200 or by fax 801-494-1250. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at maxwellinvestments.com.