Pma Capital Management Limited (Grand Cayman)


Pma Capital Management Limited is a large advisory firm based in Grand Cayman. It manages $1.2 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2006.

Pma Capital Management Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pma Capital Management Limited: assets under management

The assets under management (AUM) of Pma Capital Management Limited is $1.2 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 848% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.63 million each.
Pma Capital Management Limited has custody of $6.61 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pma Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pma Capital Management Limited

Farhat Abbas Malik has been acting as President since 1 Apr 2002. Toshifumi Shimanaka joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Farhat Abbas Malik Ceo/director/shareholder 1 Apr 2002 Other 5082640
Christopher Scott Agar Coo/director/shareholder 1 Apr 2002 Other 5082643
Ruth Waverly Deans Sh 1 May 2002 Other 5083119
Farhat Abbas Malik Director 1 May 2002 Other 5082640
The Three H Trust Sh 1 Sep 2002 25% - 50% foreign
Philip Andrew Tye Cfo 1 Oct 2003 Other 5082646
Credit Suisse Sh 1 Nov 2003 Other foreign
Thomas Amstutz Director 1 Nov 2004 Other 3197209
Kanwaljit Singh Bahra Chief operating officer 1 Apr 2005 Other 5316308
Sparx International Ltd. Sh 1 May 2006 75% - 100% foreign
Abe Shuhei Director 1 Jun 2006 Other 5152811
Shuhei Abe Director 1 Jun 2006 Other 5152811
Tin Wai Raymond Wong Chief compliance officer 1 Jul 2006 Other 5316301
Shinji Naito Director 1 Oct 2006 Other 5229698
Mikio Fujii Director 1 Dec 2008 Other 1372560
Kudo Masamichi Director 1 Dec 2008 Other 5625802
Masamichi Kudo Director 1 Dec 2008 Other 5625802
Ltd Sparx Group Co. Sh 1 Sep 2009 75% - 100% foreign
Kanwaljit Singh Bahra Chief executive officer 1 Nov 2009 Other 5316308
Farhat Abbas Malik Chairman 1 Nov 2009 Other 5082640
Raymond Kwok Chief operating officer 1 Nov 2009 Other 5082633
Kanwaljit Singh Bahra Director 1 Jun 2010 Other 5316308
Kanwaljit Singh Bahra Chief compliance officer 1 Jul 2010 Other 5316308
Eddie Tak Kin To Chief compliance officer 1 Sep 2010 Other 5852562
Toshifumi Shimanaka Director 1 Jun 2011 Other 5640397

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Abacus (C.I.) Limited Trustee 1 Sep 2002 25% - 50% foreign
Credit Suisse Group Owner 1 Nov 2003 75% - 100% foreign
Ltd. Sparx Asset Management Co. Sh 1 May 2006 75% - 100% foreign
Abe Shuhei Sh 1 May 2006 25% - 50% 5152811
Abe Shuhei Sh 1 Aug 2006 25% - 50% 5152811
Shuhei Abe Sh 1 Aug 2006 50% - 75% 5152811
Ltd. Sparx Group Co. Sh 1 Oct 2006 75% - 100% foreign

Based in Grand Cayman

The principal office where Pma Capital Management Limited performs its advisory services is located at Harbour Place, 103 South Church Street, Grand Cayman, The mailing address of the firm is Harbour Place, 103 South Church Street, Grand Cayman, . It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 345-949-8455 or by fax 345-949-8499. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.pmaia.com.