South Street Advisors, LLC (New York)


South Street Advisors, LLC is a large advisory firm based in New York. It manages $479.3 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

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South Street Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

South Street Advisors: assets under management

The assets under management (AUM) of South Street Advisors, LLC is $479.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 754% since the beginning of its operation, and $63 of the total AUM is attributable to clients outside of the United States.


The firm manages $479.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.07 million each.

Investments

The firm invests in exchange traded securities the most. They account for 62% of the total AUM. The second-largest asset type is government bonds, which make up 13% of the firm’s portfolio. Investments in state and local bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay South Street Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients South Street Advisors serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, banking or thrift institutions, and pension and profit sharing plans. The largest group of clients of South Street Advisors is high net worth individuals with 49 clients and $385.77 million of assets under management. Among the 8 most similar advisory firms, South Street Advisors has the 3rd highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $479.3 million for 79 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 31% of the firm’s clients are foreign persons or businesses.

South Street Advisors doesn't advise any private funds.

Careers at South Street Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Joseph Deangelis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Carhart Principal/chief executive officer 1 Feb 1998 75% - 100% 4399753
Thomas Carhart Principal 1 Jan 2001 75% - 100% 4399753
Robert Michael Parker Chief compliance officer 1 Aug 2007 Other 5516757
Stephen Bates Owen Principal 1 May 2009 Other 1652308
Kathryn Payne Beller Chief compliance officer 1 Nov 2015 Other 5072413
Mark Joseph Deangelis Chief compliance officer 1 Nov 2018 Other 2827088

Based in New York

The principal office where South Street Advisors, LLC performs its advisory services is located at 369 Lexington Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-292-7803 or by fax 212-949-1270. The normal business hours are 8:30 - 6:45pm on Monday - Friday. You can find more information about the New York firm at southstreetadv.com/.