Snw Fund Management LLC (Seattle)


Snw Fund Management LLC is a pension cosultant based in Seattle. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Washington.

Snw Fund Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.


Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Snw Fund Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Snw Fund Management LLC

Ronald Peter Rech has been acting as President since 1 Aug 2004. Maud Smith Daudon joined the executive team most recently as the Ceo.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
John Mcbride Rose Ceo 1 Aug 2004 Other 1065875
Blaine David Okelley Cfo/cco 1 Aug 2004 Other 1663586
Ronald Peter Rech President 1 Aug 2004 Other 1557610
Michael Scott Newhouse Vice president/controller 1 Aug 2004 Other 2472997
Robert Bruce Easter General counsel and secretary 1 Aug 2004 Other 4634144
Lisa Kay Gaag Assistant vice president 1 Aug 2004 Other 1072850
Seattle Northwest Securities Corporation Owner 1 Aug 2004 75% - 100% 91-1180285
Benjamin James Kolpa Assistant vice president 1 Aug 2004 Other 2521955
Blaine David Okelley Cao/cco 1 Oct 2005 Other 1663586
Michael Scott Newhouse Cfo 1 Oct 2005 Other 2472997
Maud Smith Daudon Ceo 1 Aug 2006 Other 4505800

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Seattle Northwest Securities Corp. Employee Stock Ownership Plan Esop 1 Aug 2004 75% - 100% 91-1180285

Based in Seattle

The principal office where Snw Fund Management LLC performs its advisory services is located at 1420 Fifth Avenue, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-628-2882 or by fax 206-628-2863. The normal business hours are 8:00am - 5:00pm on Monday - Friday.