First American Trust Fsb (Santa Ana)

Name: First American Trust Fsb
Address: 5 First American Way, Santa Ana, CA, 92707
Telephone: (714) 250-8112

First American Trust Fsb is a large advisory firm based in Santa Ana. It manages $1.62 billion of regulatory assets for 1,571 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

First American Trust Fsb provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

First American Trust Fsb: assets under management

The assets under management (AUM) of First American Trust Fsb is $1.62 billion. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.32 billion in discretionary accounts and $299.43 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $972.37 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.41 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay First American Trust Fsb for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First American Trust Fsb

Mark Arthur Hoppe has been acting as President since 1 Jan 2004. Rodney Michael Ondatje joined the executive team most recently as the Senior Vice President, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Horace Burnham Benjamin	Senior vice president	1 May 1989	Other	4380224
Teri Lee Ann Pierce	Senior vice president, chief financial officer	1 Mar 1991	Other	4380244
Jerald Paul Lewis	Chairman of the board	1 Mar 1994	Other	1560648
Kelley Patrick Dudley	Senior vice president	1 Nov 1994	Other	4380285
Darliene Lorraine Evans	Senior vice president	1 Feb 1995	Other	1428252
The First American Corporation	Owner of 100% of first american trust fsb stock	1 Aug 1999	75% - 100%	95-2566122
Thomas Martin Kelley	President, chief executive oficer	1 May 2000	Other	4380143
Dimetria Anice Jackson	Vice president, corporate counsel & compliance officer	1 Aug 2000	Other	4380249
Roddy Richard Ennico	Executive vice president	1 Nov 2000	Other	1499209
Tim Jay Wegner	Senior vice president, treasurer	1 Aug 2001	Other	4755525
Robert Daniel Banis	Executive vice president	1 Jun 2002	Other	2708111
Dimetria Anice Jackson	Vice president, corporate secretary, legal counsel / compliance officer of bank & fiduciary services	1 Nov 2003	Other	4380249
Michelle Lynn Majchrzak	Vice president, legal counsel of investments and chief compliance officer	1 Nov 2003	Other	2792585
Mark Arthur Hoppe	President	1 Jan 2004	Other	1017793
Robert Stephen Venable	Executive vice president, chief investment officer	1 Jan 2004	Other	3061045
Thomas Martin Kelley	Chairman of the board and chief executive officer	1 Feb 2004	Other	4380143
Dimetria Anice Jackson	Vice president, corporate counsel, chief compliance officer,and corporate secretary	1 Jul 2004	Other	4380249
Dimetria Anice Jackson	Senior vice president, general counsel, chief compliance officer,and corporate secretary	1 Jul 2005	Other	4380249
Kelly Patrick Dudley	Executive vice president	1 Jul 2005	Other	4380285
Robert Daniel Banis	President	1 Jul 2005	Other	2708111
Donald Scott Campbell	Senior vice president, chief information officer	1 Dec 2007	Other	5512191
The First American Title Insurance Company	Owner of 100% of first american trust fsb stock	1 Dec 2008	75% - 100%	95-2566122
Bradford Charles Hixson	Senior vice president	1 May 2009	Other	2145766
Steven Ray Hubbs	Senior vice president, chief fiduciary officer	1 May 2009	Other	4700442
Stephen Charles Minana	Senior vice president, general counsel	1 Jan 2010	Other	5207500
Christopher Jorge Delmoralniles	Chairman of the board and president	1 Feb 2010	Other	2144857
Rodney Michael Ondatje	Senior vice president, chief compliance officer	1 Mar 2010	Other	1758505

Based in Santa Ana

The principal office where First American Trust Fsb performs its advisory services is located at 5 First American Way, Santa Ana, CA 92707, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (714) 250-8112 or by fax (714) 481-8612. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.firstamtrust.com.