The Ericott Group, LLC (New York)

The Ericott Group, LLC is a large advisory firm based in New York. It manages $366.25 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2002.

The Ericott Group provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Ericott Group: assets under management

The assets under management (AUM) of The Ericott Group, LLC is $366.25 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $366.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Ericott Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Ericott Group, LLC

Robert Abraham Berber has been acting as President since 1 Jan 2002. Lawrence Kimmel joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Aaron Levy	Manager, director	1 Feb 2001	75% - 100%	308210
Robert Abraham Berber	Director	1 Jan 2002	Other	1045919
Lawrence Kimmel	Director	1 Feb 2002	Other	4491212

Based in New York

The principal office where The Ericott Group, LLC performs its advisory services is located at 1211 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.