Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia (Phoenix)

Name: Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia
Address: 1432 E Northern Ave, Phoenix, AZ, 85020
Telephone: 602-997-8882

Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia is a large advisory firm based in Phoenix. It manages $202.17 million of regulatory assets for 179 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, New York, and Texas.

Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia: assets under management

The assets under management (AUM) of Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia is $202.17 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $201.82 million in discretionary accounts and $355.43 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.13 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $355.43 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia

Grace Lau has been acting as President since 1 Mar 1997. Christine Marie Bell joined the executive team most recently as the Director Of Operations/Compliance Specialist.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Grace Lau	President	1 Mar 1997	50% - 75%	2766928
Mindy Lee Ying	Executive vice president	1 Mar 1997	50% - 75%	4378700
Therese Mary Eisenhauer	Portfolio manager/compliance/director of fixed income	1 Apr 2000	Other	1282683
Matthew James Henderson	Portfolio manager/director of research	1 Jan 2001	Other	2565726
John Eldon Reimer	Portfolio manager/equity research	1 Aug 2001	Other	2066520
Jane Yuchin Hu	Operations manager-ca	1 Dec 2001	Other	2472210
Christine Marie Bell	Director of operations/compliance specialist	1 Jun 2002	Other	1864647

Based in Phoenix

The principal office where Pacwest Financial Management, Inc., Dba Arizona Pacwest Financia performs its advisory services is located at 1432 E Northern Ave, Phoenix, AZ 85020, which is also the mailing address of the firm. An additional office of the firm is in San Marino, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-997-8882 or by fax 602-997-8887. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.pacwestfn.com.