Agile Capital, Inc. (Carmel)

Name: Agile Capital, Inc.
Address: 300 East Main Street, Carmel, IN, 46033
Telephone: 888-510-2012

Agile Capital, Inc. is a large advisory firm based in Carmel. It manages $155.67 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Indiana and Texas.

Agile Capital provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Agile Capital: assets under management

The assets under management (AUM) of Agile Capital, Inc. is $155.67 million. The firm's AUM has grown by 317596% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $601.76 thousand in discretionary accounts and $155.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $77.53 million.

Investments

The firm invests in government bonds the most. They account for 53% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 40% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Agile Capital, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Agile Capital serves?

The firm provides services to individuals and state or municipal government entities. The largest group of clients of Agile Capital is state or municipal government entities with 2 clients and $155.07 million of assets under management. Among the 10 most similar advisory firms, Agile Capital has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $155.67 million for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Agile Capital doesn't advise any private funds.

Careers at Agile Capital, Inc.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Barbara Ann Wood joined the executive team most recently as the Secretary Of Agile, Inc..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Todd Wood	Chief compliance officer	1 Sep 2014	50% - 75%	4793641
Aaron James Todd	Chief technology officer	1 Sep 2014	25% - 50%	6430588
Barbara Ann Wood	Secretary of agile, inc.	1 Oct 2014	Other	6550396
James Russell Longstreth	Chief executive officer	1 Mar 2018	Other	1355579

Based in Carmel

The principal office where Agile Capital, Inc. performs its advisory services is located at 300 East Main Street, Carmel, IN 46033 The mailing address of the firm is 300 East Main Street, Carmel, IN 46033. An additional office of the firm is in Austin, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 888-510-2012 or by fax 317-939-3686. The normal business hours are by appointment only on Other. You can find more information about the New York firm at agilecapital.us.