Lombard Odier Asset Management (Usa) Corp (New York)

Lombard Odier Asset Management (Usa) Corp is a large advisory firm based in New York. It manages $2.82 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Lombard Odier Asset Management (Usa) Corp provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lombard Odier Asset Management (Usa) Corp: assets under management

The assets under management (AUM) of Lombard Odier Asset Management (Usa) Corp is $2.82 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 69% since the beginning of its operation, and $2.82 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.82 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.27 million each.

Lombard Odier Asset Management (Usa) Corp has custody of $1.41 billion in cash and securities for 18 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lombard Odier Asset Management (Usa) Corp for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Lawrence Clarke serves?

The only and largest group of clients of Peter Lawrence Clarke is pooled investment vehicles with 21 clients and $2.82 billion of assets under management. Among the 12 most similar advisory firms, Lombard Odier Asset Management (Usa) Corp has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.82 billion for 21 clients. 100% of the firm’s clients are foreign persons or businesses.

Lombard Odier Asset Management (Usa) Corp also advises several private funds. Namely, twelve hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Lombard Odier Asset Management (Usa) Corp

The company employs 58 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter Lawrence Clarke has been acting as President since 1 Oct 2014. Aziz Nahas has served as the Chief Investment Officer since 1 May 2010 and Jean Pascal Porcherot is the Chief Executive Officer of Lombard Odier Asset Management (Usa) Corp family office. Philippe Zeller Alexandre joined the executive team most recently as the Managing Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Loim Holding Sa	Shareholder	1 Oct 2007	75% - 100%	foreign
Hubert Keller	Chairman of the board of directors	1 Oct 2007	Other	5082952
Stephen Brian Grobman	Chief risk officer	1 Oct 2007	Other	2443637
Lombard Odier Investment Managers Holding Sa	Shareholder	1 Oct 2007	75% - 100%	foreign
Lewis Justin Katz	Head of trading	1 Oct 2007	Other	2747795
Donald Kucera	Chief operating officer	1 Oct 2007	Other	5932197
Aziz Nahas	Chief investment officer	1 May 2010	Other	5932154
Simon Raykher	Chief compliance officer & general counsel	1 Sep 2010	Other	4928897
Andrew Donald Hyatt	Director of operations	1 Apr 2011	Other	6631696
Patrick Zurstrassen	Director	1 Jun 2011	Other	6423850
Jeremy William Bailey	Director	1 Sep 2011	Other	1540006
Steven Joseph Bulko	Chief executive officer & chief investment officer	1 Dec 2011	Other	2303252
Anthony Pace	Chief financial officer	1 Mar 2012	Other	1698035
Lance Adam Kravitz	Chief operating officer	1 Jan 2013	Other	2051930
Irshad S Karim	General counsel & chief compliance officer	1 Jan 2013	Other	2846288
Laura Anne Keeler	Chief compliance officer	1 Jun 2013	Other	4398274
Raymond Mouhadeb	General counsel	1 Aug 2013	Other	6235462
Laura Anne Keeler	Chief compliance officer	1 Jan 2014	Other	4398274
Hugo Banziger	Director	1 Jun 2014	Other	6334119
Peter Lawrence Clarke	Director	1 Oct 2014	Other	6405867
Jean Pascal Porcherot	Chief executive officer	1 Aug 2015	Other	6578865
Lo Holding Sa	Shareholder	1 May 2016	75% - 100%	foreign entity
Stephen Charles Fitzgerald	Director	1 Sep 2016	Other	2345639
Annika Falkengren	Chairman of the board of directors	1 Apr 2018	Other	6833534

Indirect Owners

The SEC currently registers 20 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thierry Michel Lombard	Managing partner	1 Jan 1982	Other	4346934
Jean Pastre	Managing partner	1 Jan 1996	Other	4347222
Bernard Marcel Droux	Managing partner	1 Jan 2001	Other	1344766
Anne Marie De Weck	Managing partner	1 Jan 2002	Other	4514574
Christophe Hentsch	Managing partner	1 Jan 2004	Other	4784080
Hubert Keller	Managing partner	1 Jan 2006	Other	5082952
Lombard Odier Darier Hentsch & Cie	Shareholder	1 Oct 2007	75% - 100%	foreign entity
Lombard Odier & Cie	Shareholder	1 Oct 2007	75% - 100%	foreign entity
Patrick Odier	Senior partner	1 Jul 2008	Other	1252105
Lo Holding Sa	Shareholder	1 Jan 2010	75% - 100%	foreign entity
Frederic Maurice Rochat	Managing partner	1 Jan 2010	Other	6024085
Lodh Holding Sa	Shareholder	1 Jan 2010	75% - 100%	foreign entity
Arthur Caye	Managing partner	1 Jul 2011	Other	5718981
Compagnie Odier Sca	Shareholder	1 Jan 2014	75% - 100%	foreign entity
Compagnie Lombard Odier Scma	Shareholder	1 Jan 2014	75% - 100%	foreign entity
Compagnie Lombard Odier Sca	Shareholder	1 Jan 2014	75% - 100%	foreign entity
Hugo Banziger	Managing partner	1 Apr 2014	Other	6334119
Denis Robert Pittet	Managing partner	1 Jan 2017	Other	6767729
Annika Falkengren	Managing partner	1 Jul 2017	Other	6833534
Philippe Zeller Alexandre	Managing partner	1 Mar 2019	Other	7090931

Based in New York

The principal office where Lombard Odier Asset Management (Usa) Corp performs its advisory services is located at 452 Fifth Avenue, New York, NY 10018, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-295-6200 or by fax 212-295-6220. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday.