Gkv Capital Management Co Inc (Thousand Oaks)

Name: Gkv Capital Management Co Inc
Address: 299 W Hillcrest Drive, Thousand Oaks, CA, 91360
Telephone: 805-497-2616

Gkv Capital Management Co Inc is a large advisory firm based in Thousand Oaks. It manages $185.87 million of regulatory assets for 361 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Gkv Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gkv Capital Management: assets under management

The assets under management (AUM) of Gkv Capital Management Co Inc is $185.87 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $179.87 million in discretionary accounts and $6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $505.25 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.2 million.

Gkv Capital Management has custody of $4.73 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-exchange traded securities the most. They account for 56% of the total AUM. The second-largest asset type is state and local bonds, which make up 22% of the firm’s portfolio. Investments in investment grade corporate bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gkv Capital Management Co Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Wolfgang Vogel serves?

The only and largest group of clients of Peter Wolfgang Vogel is high net worth individuals with 102 clients and $185.87 million of assets under management. Among the 12 most similar advisory firms, Gkv Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $185.87 million for 102 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Gkv Capital Management doesn't advise any private funds.

Careers at Gkv Capital Management Co Inc

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter Wolfgang Vogel has been acting as President since 1 Dec 1975. Gregory Peter Vogel joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Wolfgang Vogel	President/chief compliance officer	1 Dec 1975	75% - 100%	4379474
Gkv Capital Management Co Inc	Chief executive officer	1 Dec 1975	75% - 100%	108767
Gkv Capital Management Co Inc	Chief compliance officer	1 Mar 2004	75% - 100%	108767
Gregory Peter Vogel	Vice-president	1 Jan 2006	Other	2369862

Based in Thousand Oaks

The principal office where Gkv Capital Management Co Inc performs its advisory services is located at 299 W Hillcrest Drive, Thousand Oaks, CA 91360, which is also the mailing address of the firm. An additional office of the firm is in Walnut Creek, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-497-2616 or by fax 805-379-3216. The normal business hours are 8:30a.m.to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at gkvcapital.com.