Mariner Quantitative Solutions, LLC (Leawood)

Name: Mariner Quantitative Solutions, LLC
Address: 4200 West 115 Th Street, Leawood, KS, 66211
Telephone: 913-647-9700

Mariner Quantitative Solutions, LLC is a large advisory firm based in Leawood. It manages $69.45 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Illinois, Kansas, Minnesota, and Wisconsin.

Mariner Quantitative Solutions provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mariner Quantitative Solutions: assets under management

The assets under management (AUM) of Mariner Quantitative Solutions, LLC is $69.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $631.32 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mariner Quantitative Solutions, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mariner Quantitative Solutions, LLC

David Walter Schulz has been acting as President since 1 Aug 2008. David James Abitz has served as the Chief Investment Officer since 1 Aug 2008. Braden Martin Perry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mariner Wealth Advisors	Member	1 Aug 2008	50% - 75%	140195
Stephanie Leann Manning	Chief compliance officer	1 Aug 2008	Other	4655317
David James Abitz	Chief investment officer	1 Aug 2008	Other	2650834
Todd John Hanson	Direct of quantitative technology	1 Aug 2008	Other	1910727
David Walter Schulz	President	1 Aug 2008	Other	2435219
Martin Christopher Bicknell	Ceo	1 Aug 2008	Other	2007121
Jonathan Gerald Franklin	Portfolio manager, senior analyst	1 Oct 2008	Other	4984260
Cheryl R Vohland	Chief compliance officer	1 Jul 2009	Other	4906804
Llc Mariner Asset Management	Member	1 Jan 2010	50% - 75%	152607
Braden Martin Perry	Chief compliance officer	1 Apr 2010	Other	5782256

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Member, ceo	1 Dec 2006	75% - 100%	2007121
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Llc Bicknell Family Holding Co.	Owner	1 Jun 2009	25% - 50%	26-0534255
Bicknell Family Management Company Trust	Owner	1 Jun 2009	25% - 50%	20-7480290
William Allen Freeman	Trustee	1 Jun 2009	Other	5682255
Martin Christopher Bicknell	Trustee	1 Jun 2009	Other	2007121
Llc Montage Asset Management	Managing member	1 Jan 2010	Other	152607
Llc Mariner Holdings	Managing member	1 Apr 2010	75% - 100%	26-2766689

Based in Leawood

The principal office where Mariner Quantitative Solutions, LLC performs its advisory services is located at 4200 West 115 Th Street, Leawood, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in Mequon, WI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-647-9700 or by fax 913-647-9725. The normal business hours are 8:00 a.m. - 5:00 p.m. cst on Monday - Friday. You can find more information about the New York firm at www.mariner-qs.com.