Bny Mellon Investment Management Cayman Ltd (George Town)

Bny Mellon Investment Management Cayman Ltd is a large advisory firm based in George Town. It manages $7.33 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2014.

Bny Mellon Investment Management Cayman provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bny Mellon Investment Management Cayman: assets under management

The assets under management (AUM) of Bny Mellon Investment Management Cayman Ltd is $7.33 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and $388.46 million of the total AUM is attributable to clients outside of the United States.

The firm manages $7.33 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $488.63 million each.

Bny Mellon Investment Management Cayman has custody of $1.2 billion in cash and securities for 7 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bny Mellon Investment Management Cayman Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brendon Joseph Donnellan serves?

The only and largest group of clients of Brendon Joseph Donnellan is pooled investment vehicles with 15 clients and $7.33 billion of assets under management. Among the 8 most similar advisory firms, Bny Mellon Investment Management Cayman has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.33 billion for 15 clients. 53% of the firm’s clients are foreign persons or businesses.

Bny Mellon Investment Management Cayman also advises several private funds. Namely, seven other private funds. The minimum investment commitment required of non-related persons ranges from $10,000,000 to $50,000,000.

Careers at Bny Mellon Investment Management Cayman Ltd

The company employs 10 people that are either part- or full-time employees. 10 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Brendon Joseph Donnellan has been acting as President since 1 Feb 2014. Rochelle Beth Levy joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bny Mellon Investment Management (Europe) Ltd	Owner	1 Feb 2014	75% - 100%	foreign entity
Andrew Joshua Jolin	Chief compliance officer	1 Feb 2014	Other	6304414
Brendon Joseph Donnellan	Director	1 Feb 2014	Other	4950303
Andrew Jolin	Chief compliance officer	1 Feb 2014	Other	6304414
Brendon J Donnellan	Director	1 Feb 2014	Other	4950303
Steven Nmn Lipiner	Director	1 Jun 2014	Other	1707823
Thomas Glenn Mitchell	Director	1 Jun 2014	Other	3005503
Scott Patrick Lennon	Director	1 Jun 2014	Other	6368884
Michael J Connors	Chief operating officer	1 Jun 2014	Other	5907356
David John Peace	Chief financial officer	1 Jun 2014	Other	6368945
Cynthia Fryer Steer	Director	1 Jun 2014	Other	6091487
Patrizia Ida Bruzio	Director	1 May 2015	Other	6568137
Tammy Eisenberg	Chief compliance officer	1 Jul 2017	Other	1701602
Richard Klingman	Director and chief operating officer	1 Apr 2018	Other	7043833
Patrice J Blais	Chief financial officer	1 Apr 2019	Other	7112287
Rochelle Beth Levy	Chief compliance officer	1 Jun 2019	Other	7142222

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Bank Of New York Mellon Corporation	Owner	1 May 1987	75% - 100%	13-2614959
Mbc Investments Corporation	Owner	1 Nov 2012	75% - 100%	51-0301132
Bny Mellon Investment Management (Jersey) Ltd	Owner	1 Feb 2013	75% - 100%	foreign entity
Llc (Us) Bny Mellon Ihc	Owner	1 Apr 2017	75% - 100%	13-2614959

Based in George Town

The principal office where Bny Mellon Investment Management Cayman Ltd performs its advisory services is located at Ugland House, George Town, Ky1 1104, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number (345) 949-8066 or by fax (724) 540-6791. The normal business hours are 9 - 5 est on Monday - Friday.