Ziegler Lotsoff Capital Management, LLC (Chicago)

Name: Ziegler Lotsoff Capital Management, LLC
Address: 20 North Clark Street, Chicago, IL, 60602
Telephone: 312-368-1442

Ziegler Lotsoff Capital Management, LLC is a large advisory firm based in Chicago. It manages $4.25 billion of regulatory assets for 1,312 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, California, Colorado, and 13 other states.

Ziegler Lotsoff Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ziegler Lotsoff Capital Management: assets under management

The assets under management (AUM) of Ziegler Lotsoff Capital Management, LLC is $4.25 billion. The firm's AUM has grown by 57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.22 billion in discretionary accounts and $28.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.68 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $168.1 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ziegler Lotsoff Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ziegler Lotsoff Capital Management, LLC

Ziegler Lotsoff Capital Management, LLC is owned by Joseph Nir Pappo. Stifel Financial Corporation joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elizabeth Anne Watkins	Chief compliance officer	1 May 2010	Other	2272542
Craig Stephen Vanucci	Managing director, sales and client service	1 May 2010	Other	2220769
Donald James Nesbitt	Managing director, co- chief investment officer equity	1 May 2010	Other	4530193
Inc. The Ziegler Companies	Owner	1 May 2010	25% - 50%	39-1448883
Scott Allen Roberts	President and chief executive officer	1 May 2010	Other	2706025
Paula Marie Horn	Managing director, chief investment officer fixed income	1 May 2010	Other	2718002
Llc Rtz Acquisition	Owner	1 May 2010	25% - 50%	27-2311371
John Angelo Giampetroni	Member - board of managers	1 May 2010	Other	1941730
Suhail Rizvi	Member - board of managers	1 May 2010	Other	5785567
Kathleen Ann Nelson	Managing director, general counsel and institutional sales	1 May 2010	Other	1612165
Linda Ann Ramey Matza	Managing director, sales and client service	1 May 2010	Other	2016551
Thomas Robert Paprocki	Member - board of managers	1 May 2010	Other	1448888
Craig Laird Schedler	Member - board of managers	1 Sep 2010	Other	4488986
Allison J. Brink	Managing director, director of marketing	1 Jun 2011	Other	5436328
Margaret Baer	Managing director, chief administrative officer and operating officer	1 Jun 2011	Other	5121824
Donald Wayne Reid	Managing director, co-chief investment officer equities	1 Jun 2011	Other	2703050
Zlcm Partners Llc	Owner	1 Jun 2011	Other	45-2431904
Joseph Nir Pappo	Owner	1 Jun 2011	Other	2331076
Allison J. Brink	Managing director, chief marketing officer	1 Jul 2011	Other	5436328
Lyda Iturralde	Chief compliance officer	1 Aug 2011	Other	5816012
Richard Dematteo	Chief compliance officer	1 Oct 2011	Other	2120098
Matthew Spencer Maclean	Managing director, chief compliance officer	1 Jan 2012	Other	5115583
Rg Partners Llc	Owner	1 Jan 2012	Other	45-4369778
Joel Dennis Vrabel	Managing director, chief investment officer - growth equity	1 Jan 2012	Other	2162875
Mark Andrew Baumgartner	Member - board of managers	1 Jun 2012	Other	1320344
Stifel Financial Corporation	Shareholder	1 Dec 2013	75% - 100%	43-1274600

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peter Rittenhouse Kellogg	Shareholder - common stock	1 Dec 2006	25% - 50%	266855
Llc Rtz Acquistitions Holding	Owner	1 May 2010	75% - 100%	27-2366600
Scott Allen Roberts	Owner	1 Jun 2011	75% - 100%	2706025

Based in Chicago

The principal office where Ziegler Lotsoff Capital Management, LLC performs its advisory services is located at 20 North Clark Street, Chicago, IL 60602, which is also the mailing address of the firm. An additional office of the firm is in Milwaukee, WI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-368-1442 or by fax 312-750-1131. The normal business hours are 8:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ziegler.com.