Eagle's View Capital Management LLC (New York)


Eagle's View Capital Management LLC is a large advisory firm based in New York. It manages $272.8 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Eagle's View Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eagle's View Capital Management: assets under management

The assets under management (AUM) of Eagle's View Capital Management LLC is $272.8 million. The firm's AUM has gone down by -35% since the beginning of its operation, and $65.8 million of the total AUM is attributable to clients outside of the United States.

The firm manages $170.4 million in discretionary accounts and $102.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.93 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.02 million.
Eagle's View Capital Management has custody of $170.4 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eagle's View Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Neal Tracey Berger serves?

The firm provides services to high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Neal Tracey Berger is pooled investment vehicles with 9 clients and $170.4 million of assets under management. Among the 11 most similar advisory firms, Eagle's View Capital Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $272.8 million for 26 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 19% of the firm’s clients are foreign persons or businesses.

Eagle's View Capital Management also advises several private funds. Namely, nine hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Eagle's View Capital Management LLC

The company employs 10 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Eagle's View Capital Management LLC is owned by Robert Yale Gelfond. Neal Tracey Berger has been acting as President since 1 Jun 2005. David Joshua Margulies joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Neal Tracey Berger President 1 Jun 2005 75% - 100% 2079049
Robert Yale Gelfond Owner 1 Jun 2005 Other 2004600
Anchor Capital Management Ltd Owner 1 Jun 2005 Other foreign
Geoffrey William Luce Owner 1 Jun 2005 Other 1859890
William Stanley Abrams Owner 1 Jun 2005 Other 4465386
Picitinney Partners Owner 1 Jun 2005 Other 043683263
Vytenis P Rasutis Owner 1 Jun 2005 Other 2753541
Michel Eidi Owner 1 Jun 2005 Other 6470602
Inc. Ixium Owner 1 Jun 2005 Other 205407390
Vytenis Peter Rasutis Member 1 Jun 2005 Other 2753541
Joel Rudin Chief operating officer and chief compliance officer 1 May 2012 Other 4614766
Joel Abraham Rudin Member/cco 1 May 2012 Other 4614766
David Joshua Margulies Chief compliance officer 1 Feb 2016 Other 4377097

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Michael Horowitz Member 1 Dec 2002 25% - 50% 6491633
Keith Schneider Member 1 Dec 2002 25% - 50% 2337922
Michael Barry Horowitz Co-managing member 1 Dec 2002 25% - 50% 6491633
Kaushik Das Ceo 1 Sep 2006 75% - 100% 3047386

Based in New York

The principal office where Eagle's View Capital Management LLC performs its advisory services is located at 13 15 West 54 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-421-7300 or by fax 212-201-1943. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at evhedge.com.