Highland Capital Managment, LLC (Memphis)


Highland Capital Managment, LLC is a large advisory firm based in Memphis. It manages $1.41 billion of regulatory assets for 576 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, California, Florida, and 5 other states.

Highland Capital Managment provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highland Capital Managment: assets under management

The assets under management (AUM) of Highland Capital Managment, LLC is $1.41 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $1.41 billion in discretionary accounts and $848.32 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.46 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $848.32 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Highland Capital Managment, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Highland Capital Managment, LLC

Steven Wishnia has been acting as President since 1 Apr 2011. Wishnia Family Llc joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Denise Marie Spivey Chief compliance officer 1 Sep 2004 Other 4935856
Steven Wishnia President 1 Apr 2011 75% - 100% 2322376
Wishnia Family Llc Member 1 Apr 2011 Other 14-1876953

Based in Memphis

The principal office where Highland Capital Managment, LLC performs its advisory services is located at 6077 Primacy Pkwy, Memphis, TN 38119, which is also the mailing address of the firm. An additional office of the firm is in Charleston, SC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 901-761-9500 or by fax 901-761-5631. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at www.highlandcap.com.