Jcp Investment Management, LLC (Houston)


Jcp Investment Management, LLC is a large advisory firm based in Houston. It manages $142.39 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Texas.

Jcp Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jcp Investment Management: assets under management

The assets under management (AUM) of Jcp Investment Management, LLC is $142.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and $6 million of the total AUM is attributable to clients outside of the United States.

The firm manages $142.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15.82 million each.

Investments

The firm invests in government bonds the most. They account for 59% of the total AUM. The second-largest asset type is exchange traded securities, which make up 22% of the firm’s portfolio. Investments in cash and cash equivalents form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jcp Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jcp Investment Management serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Jcp Investment Management is pooled investment vehicles with 5 clients and $126.83 million of assets under management. Among the 9 most similar advisory firms, Jcp Investment Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $142.39 million for 7 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 4% of the firm’s clients are foreign persons or businesses.

Jcp Investment Management also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Jcp Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Christopher Pappas Managing member and portfolio manager 1 Jun 2009 75% - 100% 4858317
Mary Margaret Matranga Chief financial officer, chief compliance officer, chief operating officer 1 Mar 2016 Other 6631056

Based in Houston

The principal office where Jcp Investment Management, LLC performs its advisory services is located at 1177 West Loop South, Houston, TX 77027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (713) 333-5540. The normal business hours are by appt only on Monday - Friday. You can find more information about the New York firm at jcpinv.com.