Elliott Ledgerwood & Company (Klamath Falls)


Elliott Ledgerwood & Company is an adviser based in Klamath Falls. It manages $85.92 million of regulatory assets for 295 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California and Oregon.

Elliott Ledgerwood & Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Elliott Ledgerwood & Company: assets under management

The assets under management (AUM) of Elliott Ledgerwood & Company is $85.92 million. The firm's AUM has grown by 91% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $46.83 million in discretionary accounts and $39.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $383.88 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $225.93 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Elliott Ledgerwood & Company for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Elliott Ledgerwood & Company

Richard Steven Ledgerwood has been acting as President since 1 Jan 1998. Martin Richard Ledgerwood joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Steven Ledgerwood President 1 Jan 1998 Other 305096
Clark Dean Pederson Vice-president, secretary 1 Jan 1998 Other 1035357
Inc. South Valley Bancorp Financial holding company 1 May 2000 75% - 100% 93-0665309
Alison Anna Hulbert Chief financial officer 1 Feb 2001 Other 3253965
Martin Richard Ledgerwood Secretary/treasurer 1 Jul 2001 Other 2696876
Martin Richard Ledgerwood Vice-president of brokerage operations 1 Feb 2004 Other 2696876
Martin Richard Ledgerwood Chief compliance officer 1 Feb 2005 Other 2696876
Debra Denise Dinapoli Chief compliance officer 1 Feb 2008 Other 3000755
Richard Steven Ledgerwood Vice-president 1 Mar 2010 Other 305096
Martin Richard Ledgerwood President 1 Mar 2010 Other 2696876

Based in Klamath Falls

The principal office where Elliott Ledgerwood & Company performs its advisory services is located at 810 Main Street, Klamath Falls, OR 97601, which is also the mailing address of the firm. An additional office of the firm is in Medford, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 541-882-5488 or by fax 541-882-7608. The normal business hours are 7am - 4pm pacific on Monday - Friday. You can find more information about the New York firm at www.elliott-ledgerwood.com.