Suzanne Joseph & Associates, Inc. (Westlake Village)


Suzanne Joseph & Associates, Inc. is a mid-sized advisory firm based in Westlake Village. It manages $54.33 million of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2004.

Suzanne Joseph & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for charitable organization. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Suzanne Joseph & Associates: assets under management

The assets under management (AUM) of Suzanne Joseph & Associates, Inc. is $54.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.7 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suzanne Joseph & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Westlake Village

The principal office where Suzanne Joseph & Associates, Inc. performs its advisory services is located at 32750 Barrett Dr, Westlake Village, CA 91361 5528, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 818-879-1895 or by fax 818-879-1880. The normal business hours are by appointment only on Other. You can find more information about the New York firm at sjainc.us.