Parsonex Advisory Services, Inc. (Englewood)


Parsonex Advisory Services, Inc. is a multi-state adviser based in Englewood. It manages $49.7 million of regulatory assets for 239 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 30 other states.

Parsonex Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Parsonex Advisory Services: assets under management

The assets under management (AUM) of Parsonex Advisory Services, Inc. is $49.7 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 40% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Parsonex Advisory Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Parsonex Advisory Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Parsonex Advisory Services is high net worth individuals with 32 clients and $31.5 million of assets under management. Among the 3 most similar advisory firms, Parsonex Advisory Services has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $49.7 million for 239 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Parsonex Advisory Services doesn't advise any private funds.

Careers at Parsonex Advisory Services, Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 20 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jonathan Edward Miller Ceo / cco 1 Dec 2011 Other 4153196
Inc. Parsonex Enterprises Parent company 1 Dec 2011 75% - 100% 45-3962260
Jessica Ashley Lankes Principal 1 Nov 2012 Other 5485737

Based in Englewood

The principal office where Parsonex Advisory Services, Inc. performs its advisory services is located at 8310 S. Valley Highway, Englewood, CO 80112 The mailing address of the firm is 8310 S. Valley Highway, Englewood, CO 80112. An additional office of the firm is in Orange, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-662-8700 or by fax 303-309-6438. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at parsonexadvisory.com.