Peachtree Capital Tax And Advisory, LLC (Atlanta)


Peachtree Capital Tax And Advisory, LLC is a large advisory firm based in Atlanta. It manages $94.28 million of regulatory assets for 307 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Colorado, District of Columbia, and 14 other states.

Peachtree Capital Tax And Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Peachtree Capital Tax And Advisory: assets under management

The assets under management (AUM) of Peachtree Capital Tax And Advisory, LLC is $94.28 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $94.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $307.1 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 34% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 26% of the firm’s portfolio. Investments in investment and business development companies form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peachtree Capital Tax And Advisory, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peachtree Capital Tax And Advisory serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Peachtree Capital Tax And Advisory is high net worth individuals with 98 clients and $56.19 million of assets under management. Among the 7 most similar advisory firms, Peachtree Capital Tax And Advisory has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $92.82 million for 371 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Peachtree Capital Tax And Advisory doesn't advise any private funds.

Careers at Peachtree Capital Tax And Advisory, LLC

The company employs 17 people that are either part- or full-time employees. 53 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Harrison Miller Managing member 1 Jul 2011 75% - 100% 4648882
Eric Steven Burnette Chief compliance officer 1 Nov 2016 Other 5747786
Gary Steven Schwartz Chief compliance officer 1 May 2017 Other 2691699

Based in Atlanta

The principal office where Peachtree Capital Tax And Advisory, LLC performs its advisory services is located at 550 Pharr Rd., Atlanta, GA 30305, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-220-8958 or by fax 678-909-0433. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at peachcap.com.