Haitou Investment Management, LLC (New York)


Haitou Investment Management, LLC is a large advisory firm based in New York. It manages $130.94 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of New York.

Haitou Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Haitou Investment Management: assets under management

The assets under management (AUM) of Haitou Investment Management, LLC is $130.94 million. $130.94 million of the total AUM is attributable to clients outside of the United States.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Haitou Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Haitou Investment Management serves?

The only and largest group of clients of Haitou Investment Management is pooled investment vehicles with 4 clients and $130.94 million of assets under management. Among the 12 most similar advisory firms, Haitou Investment Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $130.94 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Haitou Investment Management doesn't advise any private funds.

Careers at Haitou Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Haitou Member 1 Jan 2015 75% - 100% 47-555555
Jinlong Nmn Wang Managing member & chief compliance officer 1 Jan 2015 Other 6645268

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jinlong Nmn Wang Member 1 Aug 2014 Other 6645268
Jinlong Nmn Wang Member 1 Oct 2015 75% - 100% 6645268
Haitou Global Limited Member 1 Mar 2016 75% - 100% foreign entity
Haitou Global (Cayman) Inc. Shareholder 1 Dec 2017 75% - 100% foreign entity

Based in New York

The principal office where Haitou Investment Management, LLC performs its advisory services is located at 747 Third Avenue, Suite 2601, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-969-6868. The normal business hours are 9:30 am - 6:30 pm on Monday - Friday. You can find more information about the New York firm at haitou360.com.