Voya Investment Management Co. LLC (New York)


Voya Investment Management Co. LLC is a large advisory firm based in New York. It manages $108.25 billion of regulatory assets for 2,080 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Voya Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Voya Investment Management: assets under management

The assets under management (AUM) of Voya Investment Management Co. LLC is $108.25 billion. The firm's AUM has grown by 22% since the beginning of its operation, and $11.82 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $107.85 billion in discretionary accounts and $400.97 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.87 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $400.97 million.

Investments

The firm invests in exchange traded securities the most. They account for 38% of the total AUM. The second-largest asset type is other assets, which make up 27% of the firm’s portfolio. Investments in government bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Voya Investment Management Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Voya Investment Management serves?

The firm provides services to individuals, insurance companies, investment companies, charitable organizations, other investment advisers, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Voya Investment Management is investment companies with 64 clients and $54.01 billion of assets under management. Among the 12 most similar advisory firms, Voya Investment Management has the 4th highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $108.25 billion for 2,080 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Voya Investment Management doesn't advise any private funds.

Careers at Voya Investment Management Co. LLC

The company employs 788 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. 85 employees are registered as investment adviser representatives with the state securities authorities.

There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Dina Santoro joined the executive team most recently as the Managing Director, Head Of Product Marketing And Strategy.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Voya Investment Management Llc Sole member 1 Mar 2003 75% - 100% 58-2361003
Gerald Thomas Lins Managing director and general counsel 1 Feb 2004 Other 4068642
Shaun Patrick Mathews Senior managing director 1 Jan 2007 Other 1983947
Christopher Francis Corapi Chief investment officer of equities and senior managing director 1 Jan 2009 Other 1496424
Christine Lynn Hurtsellers Chief investment officer of fixed income & proprietary investments and senior managing director 1 Jan 2009 Other 1721671
Dan Lee Wilcox Managing director 1 Dec 2009 Other 2193567
Jeffrey Todd Becker Chief executive officer 1 Jan 2010 Other 4447439
Michael Bruce Pytosh Co-head of u.s. equity platform and senior managing director 1 Jan 2010 Other 4873095
Paul Zemsky Senior managing director 1 Jan 2010 Other 1918824
Paul Lawrence Zemsky Senior managing director 1 Jan 2010 Other 1918824
Mark Donald Weber Senior managing director 1 Jan 2012 Other 4335492
Deborah Ann Hammalian Senior vice president and chief compliance officer 1 May 2013 Other 2464611
Amir Sahibzada Chief risk officer and managing director 1 Jan 2014 Other 4931047
Michael Allyn Bell Chief financial officer and managing director 1 Sep 2014 Other 5684041
Christine Lynn Hurtsellers Chief executive officer 1 Sep 2016 Other 1721671
Matthew Toms Chief investment officer of fixed income & proprietary investments and senior managing director 1 Sep 2016 Other 5314576
Matthew Nmn Toms Chief investment officer of fixed income & proprietary investments and senior managing director 1 Sep 2016 Other 5314576
Michael Bruce Pytosh Chief investment officer of equities and senior managing director 1 Feb 2017 Other 4873095
Charles Milton Shaffer Head of distribution and managing director 1 Aug 2017 Other 2424800
James Michael Fink Managing director, chief administrative officer 1 Sep 2017 Other 6929046
Dina Santoro Managing director, head of product marketing and strategy 1 Mar 2018 Other 3008685

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Voya Holdings Inc. Shareholder 1 Jan 2001 75% - 100% 02-0488491
Lion Connecticut Holdings Inc. Shareholder 1 Jan 2001 75% - 100% 02-0488491
Voya Investment Management Llc Sole member 1 Aug 2003 75% - 100% 58-2361003
Inc. Voya Financial Shareholder 1 Jan 2004 75% - 100% 52-1222820
Ing Groep N.V. Shareholder 1 Sep 2013 25% - 50% 98-0220475

Based in New York

The principal office where Voya Investment Management Co. LLC performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-309-8200 or by fax 212-808-6134. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at voyainvestments.com.