Wilmington Brokerage Services Company (Wilmington)


Wilmington Brokerage Services Company is a pension cosultant based in Wilmington. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 22 other states.

Wilmington Brokerage Services Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wilmington Brokerage Services Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wilmington Brokerage Services Company

Rodney Paul Wood has been acting as President since 1 Mar 2003. Wilmington Trust Corporation joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Wilmington Trust Company Bank and trust company 1 Mar 1901 75% - 100% 51-0055023
Wilmington Trust Company Bank and trust company 1 Mar 1981 75% - 100% 51-0055023
Hugh David Jr Leahy Director, senior vice president 1 Oct 1995 Other 2841702
Hugh David Jr Leatty Director, senior vice president 1 Oct 1995 Other 2841702
James Vincent Scurria Director, chief compliance officer, assistant vice president 1 Aug 1996 Other 866535
Steven Craig Butz Assistant vice president, senior registered option principal and compliance registered options principal 1 Mar 1998 Other 2213840
James Salvatore Gandolfo Director, president, chief executive officer 1 Apr 1998 Other 1302354
Carol Elizabeth Arnott Vice president, sales manager 1 Oct 1999 Other 1896873
Robert Michael Fox Compliance manager 1 Jun 2001 Other 4420688
Robert Michael Fox Director, vice president, treasurer and compliance manager 1 Jul 2001 Other 4420688
Rodney Paul Wood Director 1 Mar 2003 Other xxx-xx-xxxx
John R. Giles Director 1 Mar 2003 Other xxx-xx-xxxx
John Russell Giles Director 1 Mar 2003 Other 4646747
Robert Michael Fox Director, vice president, treasurer and chief compliance officer 1 Oct 2004 Other 4420688
Gary David Scheidecker Assistant vice president, senior registered option principal and compliance registered options principal 1 Feb 2005 Other 2351450
Suzanne Kay Courterjann Assistant vice president and compliance officer 1 Feb 2005 Other 1282573
Robert Michael Fox Director, president, treasurer and chief compliance officer 1 May 2005 Other 4420688
Neil Edward Wolfson Director 1 Jun 2005 Other 2214624
Michael Leroy Adamson Vice president, trading manager, director 1 Jun 2005 Other 1358
Robert Mcgee Jr Balentine Director 1 Jun 2005 Other 871621
Robert Michael Fox Director, president and treasurer 1 Feb 2007 Other 4420688
Suzanne Kay Courterjann Vice president and chief compliance officer 1 Feb 2007 Other 1282573
Michael Leroy Adamson Director, vice president, trading manager,senior registered options principal and compliance registered options principal 1 Feb 2007 Other 1358
Darryl Stephen Grayson Director, president and treasurer 1 Mar 2007 Other 2296764
John Henry Donegan Assistant vice president, operations manager and compliance registered options principal 1 Mar 2007 Other 1372279
Mark Anthony Alberta Vice president, treasurer and cfo 1 Oct 2007 Other 1487489
Jayne Louise Abercrombie President 1 Nov 2007 Other 1741945
Taneia C Yarbrough Chief compliance officer 1 Feb 2008 Other 4535569
Robert Michael Fox President, cfo, director, asst secretary 1 Apr 2008 Other 4420688
Gary David Scheidecker Crop 1 Jun 2008 Other 2351450
Marilyn Talman Director 1 Sep 2009 Other 5123010
Michael A Digregorio Director 1 Sep 2009 Other 5714087
Manufacturers And Traders Trust Company Owner 1 May 2011 75% - 100% 16-0538020
Carol Ann Goulding Director 1 May 2011 Other 2410336
Michael J Keane Director 1 May 2011 Other 5630279
Christopher Douglas Randall Director, president 1 May 2011 Other 1567178
Susan Stinson Director 1 May 2011 Other 5958854

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Wilmington Trust Corporation Bank holding company 1 Mar 1985 75% - 100% 51-0328154
Wilmington Trust Corporation Owner 1 May 2011 75% - 100% 51-0328154
M&T Bank Corporation Owner 1 May 2011 75% - 100% 16-0968385

Based in Wilmington

The principal office where Wilmington Brokerage Services Company performs its advisory services is located at 1100 North Market Street, Wilmington, DE 19890, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-651-4783 or by fax 716-651-4999. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.wilmingtontrust.com.