Munn Bernhard & Associates Inc (New York)

Munn Bernhard & Associates Inc is a large advisory firm based in New York. It manages $717.69 million of regulatory assets for 410 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 5 other states.

Munn Bernhard & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Munn Bernhard & Associates: assets under management

The assets under management (AUM) of Munn Bernhard & Associates Inc is $717.69 million. The firm's AUM has gone down by -41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $700.88 million in discretionary accounts and $16.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.75 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.87 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Munn Bernhard & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Munn Bernhard & Associates Inc

Lester Pollack has been acting as President since 1 Aug 2004. Neil Lutley Sclater Booth joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Orson Desaix Munn	Chairman/director	1 Jan 1983	Other	342799
Henry Joseph Langworthy	Director	1 Jan 1983	Other	721205
Thomas Nathaniel Barr	Director/managing director	1 Nov 1990	Other	1841229
Robert Arthur Bernhard	Co-chairman/director	1 Nov 1990	Other	19906
Christine Munn	Director.managing director	1 Jan 1991	Other	1702740
Paul Benjamin Grosscup	Managing director	1 Aug 1993	Other	230939
Gerald Rosenberg	Vice president/admin/comp	1 Dec 1996	Other	4345078
Christine Johnson	Vice president operations	1 Dec 1996	Other	4345081
Erik Olsen	Managing director/research	1 Dec 2000	Other	1721578
Robert A Geddes	Pres. cheif executive/officer	1 Dec 2000	25% - 50%	830097
Paul Frank Pfeiffer	Managing director	1 Dec 2002	Other	4358178
Anna Cohen	Vice president	1 Aug 2003	Other	1310183
Lester Pollack	Director	1 Aug 2004	Other	365207
Bernhard & Associates Llc Munn	Sole shareholder	1 Aug 2004	Other	81-0655036
Mark Evan Bloom	Chief operating officer, director	1 Aug 2004	Other	2248199
Robert Barry Machinist	Chief executive officer, director	1 Aug 2004	Other	822718
William M Tomai	Director	1 Aug 2004	Other	2379261
Neil Lutley Sclater Booth	Chief compliance officer	1 Jan 2005	Other	1240734

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Centre Mb Holding Llc	Member	1 Aug 2004	50% - 75%	20-1297702
Centre Pacific Holding Llc	Member	1 Aug 2004	50% - 75%	95-4775904
Centre Capital Investors Llc	Member	1 Aug 2004	75% - 100%	06-1567769
Centremb Holdings Llc	Member	1 Aug 2004	50% - 75%	20-1297702
Centre Capital Investors Iii Llc	Member	1 Aug 2004	75% - 100%	06-1567769

Based in New York

The principal office where Munn Bernhard & Associates Inc performs its advisory services is located at 825 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-370-7300 or by fax 212-370-5269. The normal business hours are 9:00am-5:00pm on Monday - Friday.