Lewis Capital Management, LLC (Beverly Hills)


Lewis Capital Management, LLC is a large advisory firm based in Beverly Hills. It manages $139.42 million of regulatory assets for 253 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Lewis Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lewis Capital Management: assets under management

The assets under management (AUM) of Lewis Capital Management, LLC is $139.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 226% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $139.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $551.06 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 26% of the firm’s portfolio. Investments in cash and cash equivalents form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lewis Capital Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lewis Capital Management serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Lewis Capital Management is high net worth individuals with 74 clients and $126.57 million of assets under management. Among the 8 most similar advisory firms, Lewis Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $139.42 million for 109 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lewis Capital Management doesn't advise any private funds.

Careers at Lewis Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Scott Craig Lewis Sole member, president, chief compliance officer & portfolio manager 1 Dec 1999 75% - 100% 4918055
Barbara Rosenthal Bagley Vice president & portfolio manager 1 Jan 2006 Other 4618433

Based in Beverly Hills

The principal office where Lewis Capital Management, LLC performs its advisory services is located at 9454 Wilshire Blvd., Beverly Hills, CA 90212, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-276-1262 or by fax 310-276-1283. The normal business hours are 9:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at lewiscm.com.