Mahler & Emerson Inc. (New York)


Mahler & Emerson Inc. is a mid-sized advisory firm based in New York. It manages $27.4 million of regulatory assets for 75 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Mahler & Emerson provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mahler & Emerson: assets under management

The assets under management (AUM) of Mahler & Emerson Inc. is $27.4 million. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $17 million in discretionary accounts and $10.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $346.94 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $400 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mahler & Emerson Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mahler & Emerson Inc.

Herbert William Mahler has been acting as President since 1 Jun 1972. William F Olson joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Herbert William Mahler President 1 Jun 1972 50% - 75% 864913
Sheikh Abdulaziz Al Sulaiman Shareholder 1 Jan 1984 Other 6234040
John W Priesing Director 1 Jul 1993 Other xxx-xx-xxxx
Richard William Prensner Director/executive vice president 1 Oct 1996 Other xxx-xx-xxxx
William F Olson Director 1 Feb 1998 Other xxx-xx-xxxx

Based in New York

The principal office where Mahler & Emerson Inc. performs its advisory services is located at 590 Madison Avenue, 34 Th Floor, New York, NY 10022 The mailing address of the firm is P. O. Box 3146 Grand Central Station, New York, NY 10163 3146. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-607-3251 or by fax 914-793-5916. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.mahleremersoninc.com.