Stringer Asset Management, LLC (Memphis)


Stringer Asset Management, LLC is a large advisory firm based in Memphis. It manages $108.31 million of regulatory assets for 373 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arkansas, Florida, Illinois, and 8 other states.

Stringer Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stringer Asset Management: assets under management

The assets under management (AUM) of Stringer Asset Management, LLC is $108.31 million. The firm's AUM has grown by 104% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $108.17 million in discretionary accounts and $139.77 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $290.78 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $139.77 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stringer Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stringer Asset Management serves?

The firm provides services to individuals and investment companies. The largest group of clients of Stringer Asset Management is individuals with 367 clients and $67.06 million of assets under management. Among the 9 most similar advisory firms, Stringer Asset Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $102.09 million for 369 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stringer Asset Management doesn't advise any private funds.

Careers at Stringer Asset Management, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gary Scott Stringer Managing member and chief compliance officer 1 Oct 2012 75% - 100% 2917717
Gary Scott Stringer President and chief investment officer 1 Feb 2013 Other 2917717
Llc Laurus Principal Group Managing member 1 Feb 2013 75% - 100% 46-2037304
Chad Norris Keller Chief compliance officer 1 Feb 2013 Other 4835005

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Snow Capital Management Inc. General partner 1 Sep 2001 Other 25-1894428
Richard Snow Sole shareholder 1 Sep 2001 75% - 100% 2104202
Snow Capital Management Holdings L.P. Limited partner 1 Nov 2006 Other 20-8039151
Inc. Snow Capital Management General partner 1 Jan 2007 Other 25-1894428
Snow Family Partnership Limited partner 1 Jan 2007 50% - 75% 41-2066284
Llc Sewickley Georgetowne Member 1 Feb 2013 25% - 50% 46-2046579
Lllp North Channel Member 1 Feb 2013 25% - 50% 46-2035880
L.P. Snow Capital Management Managing member 1 Feb 2013 75% - 100% 106516
Jack Philip Buchanan General partner 1 Feb 2013 50% - 75% 4581623
Michael Shane Oneill General partner 1 Feb 2013 50% - 75% 2363041

Based in Memphis

The principal office where Stringer Asset Management, LLC performs its advisory services is located at 5050 Poplar Avenue, Memphis, TN 38157, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 901-800-2956 or by fax 901-800-2976. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stringeram.com.