Tdam Usa Inc. is a large advisory firm based in Toronto, Ontario. It manages $4.79 billion of regulatory assets for 3,158 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Tdam U provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tdam Usa Inc. is $4.79 billion. The firm's AUM has gone down by -71% since the beginning of its operation, and $125.39 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Tdam Usa Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Peter Scott Mottek is high net worth individuals with 499 clients and $1.82 billion of assets under management. Among the 11 most similar advisory firms, Tdam U has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $4.79 billion for 1,807 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 3% of the firm’s clients are foreign persons or businesses.
Tdam U doesn't advise any private funds.
The company employs 396 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Peter Scott Mottek has been acting as President since 1 Dec 2014. Bruce Cooper has served as the Chief Investment Officer since 1 Jan 2016 and Tim Guest Wiggan is the Chief Executive Officer of Tdam Usa Inc. family office. David Andrew Barnett joined the executive team most recently as the Chief Compliance Officer.
The principal office where Tdam Usa Inc. performs its advisory services is located at 161 Bay Street, Toronto, Ontario, M5 J 2 T2, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 866-416-4031 or by fax 416-983-3837. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at tdamusa.com.