Kathleen Day & Associates, Inc. is a large advisory firm based in Miami. It manages $198.28 million of regulatory assets for 247 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Georgia, North Carolina, and Texas.
Kathleen Day & Associates provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kathleen Day & Associates, Inc. is $198.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kathleen Day & Associates, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Kathleen Patricia Day has been acting as President since 1 Jan 1987. Mitchell Evan Marenus has served as the Chief Investment Officer since 1 Jan 2000. Carol Ann Harlow joined the executive team most recently as the Chief Compliance Officer.
The principal office where Kathleen Day & Associates, Inc. performs its advisory services is located at 7355 Sw 87 Th Ave, Miami, FL 33173, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (305)274-1600 or by fax (305)274-5002. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.theenrichmentgroup.com.