Axa Investment Managers Inc is a large advisory firm based in Greenwich. It manages $66.25 billion of regulatory assets for 157 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, and Florida.
Axa Investment Managers provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Axa Investment Managers Inc is $66.25 billion. The firm's AUM has grown by 6878% since the beginning of its operation, and $61.14 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Axa Investment Managers Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, other investment advisers, and pooled investment vehicles. The largest group of clients of Jennifer Rosalind Paterson is other investment advisers with 10 clients and $57.88 billion of assets under management. Among the 10 most similar advisory firms, Axa Investment Managers has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $64.24 billion for 29 clients. 72% of the firm’s clients are foreign persons or businesses.
Axa Investment Managers also advises several private funds. Namely, three hedge funds and thirteen securitized asset funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.
The company employs 87 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jennifer Rosalind Paterson has been acting as President since 1 Apr 2004. Chris Brown joined the executive team most recently as the Chief Compliance Officer.
The principal office where Axa Investment Managers Inc performs its advisory services is located at 100 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Old Greenwich, CT. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-983-4200 or by fax 203-983-4247. The normal business hours are 9.00am to 5.00pm on Monday - Friday. You can find more information about the New York firm at axa-im-usa.com.