Ethos Wealth Management LLC is an adviser based in Coral Gables. It manages $22.4 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida and Pennsylvania.
Ethos Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and subadviser services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ethos Wealth Management LLC is $22.4 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ethos Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations and high net worth individuals. The largest group of clients of Ethos Wealth Management is high net worth individuals with 8 clients and $22.3 million of assets under management. Among the 2 most similar advisory firms, Ethos Wealth Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $22.4 million for 9 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ethos Wealth Management doesn't advise any private funds.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Ethos Wealth Management LLC performs its advisory services is located at 4323 Sw 10 Th Street, Coral Gables, FL 33134 The mailing address of the firm is 3109 Grand Ave, Coconut Grove, FL 33133. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (305) 602-1000 or by fax (305) 602-1001. The normal business hours are by appointment only on Other. You can find more information about the New York firm at accordiawealth.com.