The Stoneharbor Group, LLC (Santa Fe)


The Stoneharbor Group, LLC is an adviser based in Santa Fe. It manages $81.25 million of regulatory assets for 85 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of New Mexico and Texas.

The Stoneharbor Group provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Stoneharbor Group: assets under management

The assets under management (AUM) of The Stoneharbor Group, LLC is $81.25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $81.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $955.89 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Stoneharbor Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Peabody Monks Higgins Trustee 1 Oct 2000 Other 2201983
Stewart Anderson Gardner Trustee 1 Oct 2000 Other 4409665
John Peabody Monks Higgins Trustee 1 Mar 2008 Other 2201983
Thomas Lowell Gardner Trustee 1 Mar 2008 Other 5634712
John Peabody Monks Higgins Trustee 1 Feb 2010 Other 2201983
Karen Constance Lowell Trustee 1 Feb 2010 Other 2201981
Thomas Lowell Gardner Trustee 1 Mar 2010 Other 5634712
Karen Constance Lowell Trustee 1 Mar 2010 Other 2201981

Based in Santa Fe

The principal office where The Stoneharbor Group, LLC performs its advisory services is located at 433 Paseo De Peralta, Santa Fe, NM 87501, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-984-2000 or by fax 505-984-2003. The normal business hours are 9am to 5pm on Monday - Friday.