Utendahl Capital Management Cfi LLC (Orlando)


Utendahl Capital Management Cfi LLC is a large advisory firm based in Orlando. It manages $696 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Florida.

Utendahl Capital Management Cfi provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Utendahl Capital Management Cfi: assets under management

The assets under management (AUM) of Utendahl Capital Management Cfi LLC is $696 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $696 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $696 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Utendahl Capital Management Cfi LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Utendahl Capital Management Cfi LLC

Thomas Mandel has served as the Chief Investment Officer since 1 Dec 1999. Martinnette Jeske Witrick joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Leroy John Watkins General counsel 1 Aug 1999 Other 4246138
Utendahl Capital Management Lp Managing member 1 Oct 1999 75% - 100% 106297
John Oscar Utendahl President and ceo 1 Oct 1999 Other 4363070
Utendahl Capital Management Lp Managing member 1 Dec 1999 75% - 100% 106297
John Oscar Utendahl President and ceo 1 Dec 1999 Other 4363070
Raymond H Sutterlin Controller 1 Dec 1999 Other 2517021
Thomas Mandel Chief investment officer 1 Dec 1999 Other 1570248
Raymond Henry Sutterlin Controller 1 Dec 1999 Other 2517021
Thomas Benjamin Mandel Chief investment officer 1 Dec 1999 Other 1570248
Ira Devoyd Hall President & ceo 1 Jan 2003 Other 706252
Philip Andrew Dina Chief compliance officer 1 Mar 2004 Other 1368917
Penny Zuckerwise President & ceo 1 Dec 2004 Other 4940506
Paul Alan Lieberman General counsel 1 Dec 2004 Other 2187798
Jo Ann Corkran Chief investment officer 1 Sep 2005 Other 1570248
Jo Ann Corkran Chief investment officer 1 Jul 2006 Other 1427723
L.P. Utendahl Management General partner 1 Jul 2006 25% - 50% 13-3769883
L.L.C. Ucm Holdings Limited partner 1 Jul 2006 25% - 50% 04-3651341
Lp Parish Capital I Limited partner 1 Jul 2006 Other 16-1695545
Llc Utendahl Financial Asset Holding Company Limited partner 1 Jul 2006 Other 20-5160504
Steven A Schneider Chief operating officer and chief financial officer 1 Jul 2006 Other 4332721
Llc Ucm Partners Member 1 Jul 2006 25% - 50% 42-1710248
Lp Parish Capital Buyout Fund I Limited partner 1 Jul 2006 Other 16-1695549
Martinnette Jeske Witrick Chief compliance officer 1 Oct 2006 Other 707935

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
L. P. Utendahl Management General partner 1 Oct 1992 Other 13-3769883
Utendahl Capital Corporation General partner 1 Oct 1992 Other 13-3663001
Inc. Merrill Lynch Group Limited partner 1 Oct 1992 Other 13-3408205
John Oscar Utendahl Limited partner 1 Jul 2006 25% - 50% 1055234
Penny Zuckerwise Member 1 Jul 2006 25% - 50% 4940506
Llc Bfh Utendahl Investors Limited partner 1 Jul 2006 25% - 50% 20-5348312
Andrew Jay Astrachan Member 1 Jul 2006 25% - 50% 1002815
Jack Binion Member 1 Jul 2006 25% - 50% 5201607
Llc Parish Capital Advisors General partner 1 Jul 2006 25% - 50% 20 0046491
State Of North Carolina Treasurer Limited partner 1 Jul 2006 25% - 50% 56-1545517
New York State Teachers Retirement System Limited partner 1 Jul 2006 50% - 75% 14-6000735
Missouri Retirement System Limited partner 1 Jul 2006 25% - 50% 43-6122488

Based in Orlando

The principal office where Utendahl Capital Management Cfi LLC performs its advisory services is located at 201 E. Pine Street, Orlando, FL 32801, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-447-4900 or by fax 407-447-4939. The normal business hours are 8 a.m. to 6 p.m. on Monday - Friday. You can find more information about the New York firm at www.utendahl.com.

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