Financial Engines Advisors L.L.C. is a large advisory firm based in Sunnyvale. It manages $181.3 billion of regulatory assets for 1,405,644 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Financial Engines Advisors L.L.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and workshops, and general consulting. It prepares financial plans for approximately 84,000 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Financial Engines Advisors L.L.C. is $181.3 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1055% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Financial Engines Advisors L.L.C. for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of John Bradley Bunch is other investment advisers with 681,586 clients and $85.1 billion of assets under management. Among the 11 most similar advisory firms, Financial Engines Advisors L.L.C has the 2nd highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $181.3 billion for 1,154,215 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Financial Engines Advisors L.L.C doesn't advise any private funds.
The company employs 1,426 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. 592 employees are registered as investment adviser representatives with the state securities authorities.
There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Bradley Bunch has been acting as President since 1 Feb 2016. Christopher Leigh Jones has served as the Chief Investment Officer since 1 Jan 2006. Mario Marques Ramos joined the executive team most recently as the Executive Vice President, Chief Financial Officer.
The principal office where Financial Engines Advisors L.L.C. performs its advisory services is located at 1050 Enterprise Way, Sunnyvale, CA 94089, which is also the mailing address of the firm. An additional office of the firm is in Bethesda, MD. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 408-498-6000 or by fax 408-498-6010. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at financialengines.com.