The Managers Funds LLC (Norwalk)


The Managers Funds LLC is a large advisory firm based in Norwalk. It manages $8.64 billion of regulatory assets for 828 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Connecticut.

The Managers Funds provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Managers Funds: assets under management

The assets under management (AUM) of The Managers Funds LLC is $8.64 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 127% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.64 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Managers Funds LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Managers Funds LLC

Peter Michael Lebovitz has been acting as President since 1 Apr 1999. John Henry Jr Streur joined the executive team most recently as the Managing Partner/Executive Board Member (Ia).

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Stuart Rumery Director of operations 1 Apr 1999 Other 2052404
Peter Michael Lebovitz President 1 Apr 1999 Other 858855
Thomas Grant Hoffman Director of research 1 Apr 1999 Other 1490707
Ralph Steven Yearwood Investment advisor 1 Apr 1999 Other 1009914
The Managers Funds Llc Corporate parent 1 Dec 2000 75% - 100% 06-1298481
Nathaniel Dalton Director 1 Dec 2000 Other xxx-xx-xxxx
Daniel J. Shea Director 1 Dec 2000 Other xxx-xx-xxxx
John Kingston Director 1 Dec 2000 Other xxx-xx-xxxx
John Iii Kingston Director & secretary (bd) 1 Dec 2000 Other xxx-xx-xxxx
Daniel Joseph Shea Director (bd) 1 Dec 2000 Other xxx-xx-xxxx
Donald Stuart Rumery Treasurer, chief financial officer and chief compliance officer (bd) 1 Dec 2000 Other 2052404
Galan George Daukas Chief operating officer (ia) 1 Jun 2002 Other xxx-xx-xxxx
John Henry Jr Streur Managing partner/executive board member (ia) 1 Jan 2005 Other 1251132
Bruce M. Aronow Managing partner/executive board member (ia) 1 Jan 2005 Other 4306940
Thomas Grant Hoffman Executive vice president/chief investment officer (ia) 1 Jan 2005 Other 1490707
Maria A. Cancelosi Chief compliance officer (ia) 1 Jan 2005 Other 4833267

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Affiliated Managers Group Corporate parent 1 Apr 1999 75% - 100% 04-3218510
Tmf Corp. Managing member 1 Apr 1999 75% - 100% 04-3511740

Based in Norwalk

The principal office where The Managers Funds LLC performs its advisory services is located at 800 Connecticut Ave, Norwalk, CT 06854, which is also the mailing address of the firm. An additional office of the firm is in Conshohocken, PA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 203-299-3500 or by fax 203-299-3580. The normal business hours are 8:00 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.managersfunds.com.