Ims Securities, Inc.Dba Ims Financial Advisors, Inc (Houston)


Ims Securities, Inc.Dba Ims Financial Advisors, Inc is a large advisory firm based in Houston. It manages $47.31 million of regulatory assets for 897 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 3 other states.

Ims Securities, Inc.Dba Ims Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ims Securities, Inc.Dba Ims Financial Advisors: assets under management

The assets under management (AUM) of Ims Securities, Inc.Dba Ims Financial Advisors, Inc is $47.31 million. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.12 million in discretionary accounts and $42.19 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $426.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $47.67 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ims Securities, Inc.Dba Ims Financial Advisors, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Houston

The principal office where Ims Securities, Inc.Dba Ims Financial Advisors, Inc performs its advisory services is located at 1500 City West Blvd, Suite 500, Houston, TX 77042, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-266-2993 or by fax 713-266-2997. The normal business hours are 8:00 - 5:00 on Monday - Friday.