Cni Ns/Rxr Advisors, LLC (Los Angeles)


Cni Ns/Rxr Advisors, LLC is a related adviser based in Los Angeles. It manages $51.4 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Maryland, and New York.

Cni Ns/Rxr Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cni Ns/Rxr Advisors: assets under management

The assets under management (AUM) of Cni Ns/Rxr Advisors, LLC is $51.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.4 million each.
Cni Ns/Rxr Advisors has custody of $51.4 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cni Ns/Rxr Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Joseph Barrack serves?

The only and largest group of clients of Thomas Joseph Barrack is pooled investment vehicles with 1 clients and $51.4 million of assets under management. Among the 2 most similar advisory firms, Cni Ns/Rxr Advisors has the lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $51.4 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Cni Ns/Rxr Advisors doesn't advise any private funds.

Careers at Cni Ns/Rxr Advisors, LLC

The company employs 494 people that are either part- or full-time employees. 37 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Joseph Barrack has been acting as President since 1 Aug 2017. Ronald Mark Sanders joined the executive team most recently as the Vice President And Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Colony Capital Investment Holdco Sole member, colony capital investment advisors, llc 1 Apr 2015 75% - 100% 47-3464516
Llc Colony Capital Op Subsidiary Sole member, colony capital investment holdco, llc 1 Apr 2015 75% - 100% 37-1779288
Llc Colony Capital Operating Company Sole member, colony capital op subsidiary, llc 1 Apr 2015 75% - 100% 45-2443407
Kristen Ann Whealon Chief compliance officer 1 Mar 2017 Other 3105081
Llc Cni Advisor Holdings Member 1 Mar 2017 75% - 100% 81-4880602
Thomas Joseph Barrack Chairman 1 Aug 2017 Other 1277846
Richard Brett Saltzman Chief executive officer 1 Aug 2017 Other 711874
Ronald Mark Sanders Vice president and secretary 1 Aug 2017 Other 5077056
Darren James Tangen Vice president and treasurer 1 Aug 2017 Other 4235602
Mark Melvin Hedstrom Vice president 1 Aug 2017 Other 5077054
Llc Colony Capital Investment Advisors Sole member, cni advisor holdings, llc 1 Aug 2017 75% - 100% 175506

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Colony Northstar Member 1 Jan 2017 75% - 100% 27-0419483
Llc Colony Capital Investment Advisors Member 1 Jan 2017 75% - 100% 175506
Inc. Colony Capital Member 1 Jan 2017 75% - 100% 46-4591526

Based in Los Angeles

The principal office where Cni Ns/Rxr Advisors, LLC performs its advisory services is located at 515 South Flower Street, Los Angeles, CA 90071, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-282-8820 or by fax 310-460-7956. The normal business hours are 7:00am to 7:00pm on Monday - Friday. You can find more information about the New York firm at clns.com.