Hdgm Advisory Services LLC (Indianapolis)


Hdgm Advisory Services LLC is a large advisory firm based in Indianapolis. It manages $1.1 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Indiana.

Hdgm Advisory Services provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as real estate management.

Hdgm Advisory Services: assets under management

The assets under management (AUM) of Hdgm Advisory Services LLC is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.1 billion each.
Hdgm Advisory Services has custody of $1.1 billion in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hdgm Advisory Services LLC for their services and products based on a percentage of assets under management, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hdgm Advisory Services LLC

Douglas L Etter has served as the Chief Investment Officer since 1 Feb 2012 and Harold D Garrison is the Chief Executive Officer of Hdgm Advisory Services LLC family office. Thomas T Kmiecik joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dan Cooper Fund manager 1 Feb 2012 Other 6013585
Douglas L Etter Chief investment officer 1 Feb 2012 Other 6013586
Harold D Garrison Chief executive officer 1 Feb 2012 75% - 100% 5882984
Thomas T Kmiecik Chief financial officer 1 Feb 2012 Other 6029403
Gail Ann Burlant Chief compliance officer 1 Feb 2012 Other 2265700
Llc Hdg Mansur Capital Group Direct owner 1 Feb 2012 75% - 100% 35-2153720
Thomas T Kmiecik Chief compliance officer 1 Aug 2012 Other 6029403

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Harold D Garrison Revocable Trust Direct owner 1 Feb 2012 75% - 100% 31-5508236

Based in Indianapolis

The principal office where Hdgm Advisory Services LLC performs its advisory services is located at 10 West Market Street, Indianapolis, IN 46204, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-655-7700 or by fax 317-655-7701. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.hdgmansur.com.