Smh Capital Advisors LLC is a large advisory firm based in Fort Worth. It manages $317.64 million of regulatory assets for 580 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.
Smh Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Smh Capital Advisors LLC is $317.64 million. The firm's AUM has gone down by -64% since the beginning of its operation, and $160.17 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Smh Capital Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, high net worth individuals, and corporations or other businesses. The largest group of clients of Smh Capital Advisors is individuals with 560 clients and $110.15 million of assets under management. Among the 11 most similar advisory firms, Smh Capital Advisors has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $145.29 million for 574 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Smh Capital Advisors doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Smh Capital Advisors LLC performs its advisory services is located at 4200 S. Hulen St., Fort Worth, TX 76109, which is also the mailing address of the firm. An additional office of the firm is in Weatherford, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 817-569-7000 or by fax 817-887-5090. The normal business hours are 8:30 am to 3:30 pm on Monday - Friday. You can find more information about the New York firm at smhca.com.